4//SEC Filing
Greenberg Richard S 4
Accession 0001214659-20-009996
CIK 0001625288other
Filed
Nov 29, 7:00 PM ET
Accepted
Nov 30, 3:58 PM ET
Size
16.2 KB
Accession
0001214659-20-009996
Insider Transaction Report
Form 4
Greenberg Richard S
DirectorEVP and Chairman10% Owner
Transactions
- Award
Convertible note
2020-11-24Exercise: $0.04From: 2020-11-24Exp: 2023-11-24→ common stock (1,062,953 underlying) - Award
Class A Warrant
2020-11-24+1,062,953→ 1,062,953 totalExercise: $0.04From: 2020-11-24Exp: 2025-11-24→ common stock (1,062,953 underlying) - Award
Class C Warrant
2020-11-24+1,062,953→ 1,062,953 totalExercise: $0.05From: 2020-11-24Exp: 2025-11-24→ common stock (1,062,953 underlying) - Award
Class B Warrant
2020-11-24+1,062,953→ 1,062,953 totalExercise: $0.04From: 2020-11-24Exp: 2025-11-24→ common stock (1,062,953 underlying)
Holdings
- 100,000
Options to purchase common stock (right to buy)
Exercise: $0.66From: 2018-10-26Exp: 2025-10-26→ common stock (100,000 underlying) - 150,000
Options to purchase common stock (right to buy)
Exercise: $0.54From: 2018-07-25Exp: 2025-07-25→ common stock (150,000 underlying) - 2,685,192
common stock
- 2,500,000
Options to purchase common stock (right to buy)
Exercise: $0.08From: 2020-08-19Exp: 2027-08-19→ common stock (2,500,000 underlying)
Footnotes (1)
- [F1]Reflects the purchase of a convertible note and Class A, B and C Warrants.
Documents
Issuer
NEXIEN BIOPHARMA, INC.
CIK 0001625288
Entity typeother
Related Parties
1- filerCIK 0001719461
Filing Metadata
- Form type
- 4
- Filed
- Nov 29, 7:00 PM ET
- Accepted
- Nov 30, 3:58 PM ET
- Size
- 16.2 KB