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4//SEC Filing

Brandeau Greg 4

Accession 0001214659-20-010069

CIK 0001366246other

View on SEC.gov Company Profile

Filed

Nov 30, 7:00 PM ET

Accepted

Dec 1, 8:30 PM ET

Size

20.1 KB

Accession

0001214659-20-010069

Insider Transaction Report

Form 4

Period: 2020-11-30

GLU MOBILE INCGLUU

Director

Transactions

Sale
Common Stock
2020-11-30$10.00/sh−42,000$420,000→ 25,000 total
Exercise/Conversion
Stock Option (right to buy)
2020-11-30−10,000→ 30,000 total
Exercise: $2.41Exp: 2026-06-02→ Common Stock (10,000 underlying)
Exercise/Conversion
Common Stock
2020-11-30$4.59/sh+12,000$55,080→ 37,000 total
Exercise/Conversion
Common Stock
2020-11-30$2.63/sh+10,000$26,300→ 67,000 total
Exercise/Conversion
Common Stock
2020-11-30$5.67/sh+10,000$56,700→ 57,000 total
Exercise/Conversion
Stock Option (right to buy)
2020-11-30−12,000→ 36,000 total
Exercise: $4.59Exp: 2025-08-31→ Common Stock (12,000 underlying)
Exercise/Conversion
Stock Option (right to buy)
2020-11-30−10,000→ 30,000 total
Exercise: $2.63Exp: 2027-06-08→ Common Stock (10,000 underlying)
Exercise/Conversion
Common Stock
2020-11-30$2.41/sh+10,000$24,100→ 47,000 total
Exercise/Conversion
Stock Option (right to buy)
2020-11-30−10,000→ 30,000 total
Exercise: $5.67Exp: 2028-06-07→ Common Stock (10,000 underlying)

Footnotes (5)

[F1]The sale was effected automatically upon the satisfaction of certain trading price conditions under a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Mr. Brandeau entered into on June 5, 2020.
[F2]The option was immediately exercisable. The option vested over three years, with 16-2/3% of the underlying shares vesting on February 29, 2016, and the remaining shares vesting in equal monthly installments over the following 30 months.
[F3]The option was immediately exercisable and vested over 12 months, with 8.333% of the shares vesting on July 2, 2016 and the remaining shares vesting in equal monthly installments thereafter such that the option was fully vested on June 2, 2017.
[F4]The option was immediately exercisable and vested in full on June 6, 2019.
[F5]The option was immediately exercisable and vested in full on June 8, 2018.

Documents

1 file

4
marketforms-50338.xmlPrimary
PRIMARY DOCUMENT

Issuer

GLU MOBILE INC

CIK 0001366246

Entity typeother

Related Parties

1

filerCIK 0001652558

Filing Metadata

Form type: 4
Filed: Nov 30, 7:00 PM ET
Accepted: Dec 1, 8:30 PM ET
Size: 20.1 KB

View on SEC.gov