Kendall Keith J 4
4 · Aquestive Therapeutics, Inc. · Filed Jan 4, 2021
Insider Transaction Report
Form 4
Kendall Keith J
DirectorCEO and President
Transactions
- Gift
Common Stock
2020-12-30+1,000→ 1,000 total(indirect: Custodian of UTMA account for William Kendall Conner) - Gift
Common Stock
2020-12-30−1,000→ 637,149 total - Gift
Common Stock
2020-12-30−1,000→ 638,149 total - Gift
Common Stock
2020-12-30+1,000→ 1,000 total(indirect: Custodian of UTMA account for Colin Kendall)
Footnotes (3)
- [F1]On December 30, 2020, the reporting person gifted these shares to a Uniform Gift to Minors Act custodial account for the benefit of the reporting person's grandchild Colin Kendall, for no consideration and for which the reporting person is the custodian. The reporting person may be deemed to have acquired indirect beneficial ownership of such shares upon gifting them to the custodial account. The reporting person disclaims beneficial ownership of the shares held by his grandchild.
- [F2]Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.
- [F3]On December 30, 2020, the reporting person gifted these shares to a Uniform Gift to Minors Act custodial account for the benefit of the reporting person's grandchild William Kendall Conner, for no consideration and for which the reporting person is the custodian. The reporting person may be deemed to have acquired indirect beneficial ownership of such shares upon gifting them to the custodial account. The reporting person disclaims beneficial ownership of the shares held by his grandchild.