DOMENIK STEPHEN L 4

4 · EMCORE CORP · Filed Mar 22, 2021

Form 4

Period: 2021-03-18

Director

Transactions

Award
Restricted Stock Units
2021-03-19+19,058→ 183,563 total
Exercise/Conversion
Restricted Stock Units
2021-03-18−66,095→ 0 total
→ Common Stock (66,095 underlying)
Exercise/Conversion
Common Stock
2021-03-18+66,095→ 130,873 total
Award
Restricted Stock Units
2021-03-19+33,632→ 164,505 total

Holdings

Footnotes (4)

[F1]Each restricted stock unit represents a contingent right to receive one share of EMCORE common stock. The restricted stock units were issued pursuant to the EMCORE Corporation 2019 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest as to 1/3 of the underlying shares on the earlier of (i) each of the first three anniversaries of the grant date or (ii) the day prior to the Issuer's annual meeting of shareholders for the applicable year, in each case subject to the Reporting Person's continued service as a non-employee director.
[F2]The restricted stock units were issued pursuant to the EMCORE Corporation 2019 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest as to 1/3 of the underlying shares on the earlier of (i) each of the first three anniversaries of the grant date or (ii) the day prior to the Issuer's annual meeting of shareholders for the applicable year, in each case subject to the Reporting Person's continued service as the Issuer's Board Chairman.
[F3]Each restricted stock unit converts into a share of the Issuer's common stock on a one-for-one basis.
[F4]On March 20, 2020, the Reporting Person was granted 66,095 restricted stock units, vesting in full on the earlier of (i) the day immediately prior to the Issuer's 2021 annual meeting of shareholders or (ii) March 20, 2021.

Documents

1 file