4//SEC Filing
Lu Albert 4
Accession 0001214659-21-003980
CIK 0000808326other
Filed
Apr 5, 8:00 PM ET
Accepted
Apr 6, 4:27 PM ET
Size
9.5 KB
Accession
0001214659-21-003980
Insider Transaction Report
Form 4
EMCORE CORPEMKR
Lu Albert
Sr. V.P. of Engineering
Transactions
- Exercise/Conversion
Common Stock
2021-04-04+2,500→ 67,868 total - Tax Payment
Common Stock
2021-04-04$4.63/sh−1,027$4,755→ 66,841 total - Exercise/Conversion
Restricted Stock Units (RSUs)
2021-04-04−2,500→ 5,000 total→ Emcore Common Stock (2,500 underlying)
Footnotes (5)
- [F1]The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration.
- [F2]The total number of securities beneficially owned by the reporting person has been updated to reflect only those number of restricted stock units that were previously reported in Table I, together with all other shares of the Issuer's common stock beneficially owned by the reporting person. All unvested restricted stock units previously reported in Table II are not included in the total number of securities beneficially owned by the reporting person, and will only be included at the time such restricted stock units vest in the future.
- [F3]Represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the Reporting Person's tax withholding obligations in connection with the vesting of the restricted stock units reported herein.
- [F4]Each restricted stock unit represented a contingent right to receive one share of Emcore common stock.
- [F5]On April 4, 2019, the reporting person was granted 10,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date
Documents
Issuer
EMCORE CORP
CIK 0000808326
Entity typeother
Related Parties
1- filerCIK 0001701001
Filing Metadata
- Form type
- 4
- Filed
- Apr 5, 8:00 PM ET
- Accepted
- Apr 6, 4:27 PM ET
- Size
- 9.5 KB