ASH HOWARD 4
4 · Ault Global Holdings, Inc. · Filed Nov 12, 2021
Insider Transaction Report
Form 4
ASH HOWARD
Director
Transactions
- Award
Stock Options (Right to Buy)
2021-11-09+100,000→ 100,000 totalExercise: $2.19Exp: 2031-11-08→ Common Stock (100,000 underlying)
Holdings
- 50,000
Stock Options (Right to Buy)
Exercise: $1.79Exp: 2030-09-16→ Common Stock (50,000 underlying) - 150,000
Stock Options (Right to Buy)
Exercise: $2.55Exp: 2031-01-07→ Common Stock (150,000 underlying)
Footnotes (3)
- [F1]On November 9, 2021, the Board of Directors of the Issuer granted stock options to Mr. Ash to purchase 100,000 shares of the Issuer's common stock, which options shall vest in equal monthly increments commencing on January 1, 2023 and ending on December 1, 2024. The stock options, which were issued outside of any Issuer stock incentive plan, will be exercisable upon vesting, subject to receipt of approval of the option grants by the NYSE American and the Issuer's stockholders.
- [F2]Mr. Ash was granted stock options to purchase 50,000 shares of the Issuer's common stock, which options vest in equal monthly increments over one (1) year commencing on September 17, 2020.
- [F3]Mr. Ash was granted stock options to purchase 150,000 shares of the Issuer's common stock, which options shall vest in monthly increments commencing on January 1, 2022 and ending on December 1, 2023.