Nisser Henry Carl 4
4 · Ault Global Holdings, Inc. · Filed Nov 12, 2021
Insider Transaction Report
Form 4
Nisser Henry Carl
Executive VP & General Counsel
Transactions
- Award
Stock Options (Right to Buy)
2021-11-09+600,000→ 600,000 totalExercise: $2.19Exp: 2031-11-08→ Common Stock (600,000 underlying)
Holdings
- 200,000
Stock Options (Right to Buy)
Exercise: $1.79Exp: 2030-09-16→ Common Stock (200,000 underlying) - 400,000
Stock Options (Right to Buy)
Exercise: $2.55Exp: 2031-01-07→ Common Stock (400,000 underlying)
Footnotes (3)
- [F1]On November 9, 2021, the Board of Directors of the Issuer granted stock options to Mr. Nisser to purchase 600,000 shares of the Issuer's common stock, which options shall vest in equal monthly increments commencing on January 1, 2023, and ending on December 1, 2024. The stock options, which were issued outside of any Issuer stock incentive plan, will be exercisable upon vesting, subject to receipt of approval of the option grants by the NYSE American and the Issuer's stockholders.
- [F2]Mr. Nisser was granted stock options to purchase 200,000 shares of the Issuer's common stock, which options vest in equal monthly increments commencing on September 17, 2020, and ending on September 17, 2022.
- [F3]Mr. Nisser was granted stock options to purchase 400,000 shares of the Issuer's common stock, which options shall vest in four equal installments on each of November 15, 2022, May 1, 2023, November 15, 2023 and May 15, 2024.