Home/Filings/4/0001214659-21-013518
4//SEC Filing

Lu Albert 4

Accession 0001214659-21-013518

CIK 0000808326other

Filed

Dec 21, 7:00 PM ET

Accepted

Dec 22, 4:12 PM ET

Size

8.9 KB

Accession

0001214659-21-013518

Insider Transaction Report

Form 4
Period: 2021-12-21
Lu Albert
Sr. V.P. of Engineering
Transactions
  • Tax Payment

    Common Stock

    2021-12-21$6.58/sh457$3,00767,707 total
  • Exercise/Conversion

    Common Stock

    2021-12-21+1,32368,164 total
  • Exercise/Conversion

    Restricted Stock Units (RSUs)

    2021-12-211,3232,646 total
    Emcore Common Stock (1,323 underlying)
Footnotes (4)
  • [F1]The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration.
  • [F2]Represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the Reporting Person's tax withholding obligations in connection with the vesting of the restricted stock units reported herein.
  • [F3]Each restricted stock unit represented a contingent right to receive one share of Emcore common stock.
  • [F4]On December 21, 2019, the reporting person was granted 5,292 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date

Issuer

EMCORE CORP

CIK 0000808326

Entity typeother

Related Parties

1
  • filerCIK 0001701001

Filing Metadata

Form type
4
Filed
Dec 21, 7:00 PM ET
Accepted
Dec 22, 4:12 PM ET
Size
8.9 KB