4//SEC Filing
Lu Albert 4
Accession 0001214659-21-013751
CIK 0000808326other
Filed
Dec 28, 7:00 PM ET
Accepted
Dec 29, 4:23 PM ET
Size
8.9 KB
Accession
0001214659-21-013751
Insider Transaction Report
Form 4
EMCORE CORPEMKR
Lu Albert
Sr. V.P. of Engineering
Transactions
- Exercise/Conversion
Common Stock
2021-12-28+3,500→ 71,207 total - Tax Payment
Common Stock
2021-12-28$7.03/sh−1,210$8,506→ 69,997 total - Exercise/Conversion
Restricted Stock Units (RSUs)
2021-12-28−3,500→ 0 total→ Emcore Common Stock (3,500 underlying)
Footnotes (4)
- [F1]The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration.
- [F2]Represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the Reporting Person's tax withholding obligations in connection with the vesting of the restricted stock units reported herein.
- [F3]Each restricted stock unit represented a contingent right to receive one share of Emcore common stock.
- [F4]On December 28, 2017, the reporting person was granted 14,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date
Documents
Issuer
EMCORE CORP
CIK 0000808326
Entity typeother
Related Parties
1- filerCIK 0001701001
Filing Metadata
- Form type
- 4
- Filed
- Dec 28, 7:00 PM ET
- Accepted
- Dec 29, 4:23 PM ET
- Size
- 8.9 KB