Lu Albert 4
4 · EMCORE CORP · Filed Dec 29, 2021
Insider Transaction Report
Form 4
EMCORE CORPEMKR
Lu Albert
Sr. V.P. of Engineering
Transactions
- Exercise/Conversion
Common Stock
2021-12-28+3,500→ 71,207 total - Tax Payment
Common Stock
2021-12-28$7.03/sh−1,210$8,506→ 69,997 total - Exercise/Conversion
Restricted Stock Units (RSUs)
2021-12-28−3,500→ 0 total→ Emcore Common Stock (3,500 underlying)
Footnotes (4)
- [F1]The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration.
- [F2]Represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the Reporting Person's tax withholding obligations in connection with the vesting of the restricted stock units reported herein.
- [F3]Each restricted stock unit represented a contingent right to receive one share of Emcore common stock.
- [F4]On December 28, 2017, the reporting person was granted 14,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date