Home/Filings/4/0001214659-22-000538
4//SEC Filing

ANDREACIO JOHN T 4

Accession 0001214659-22-000538

CIK 0001141807other

Filed

Jan 9, 7:00 PM ET

Accepted

Jan 10, 8:28 PM ET

Size

31.9 KB

Accession

0001214659-22-000538

Insider Transaction Report

Form 4
Period: 2022-01-06
ANDREACIO JOHN T
Chief Lending Officer and EVP
Transactions
  • Disposition to Issuer

    Stock option (right to buy)

    2022-01-06$6.90/sh1,000$6,9050 total
    Exercise: $18.65Exp: 2027-01-03Common Stock (1,000 underlying)
  • Disposition to Issuer

    Common Stock

    2022-01-0621,1610 total
  • Disposition to Issuer

    Common Stock

    2022-01-06826826 total(indirect: By 401(k))
  • Disposition to Issuer

    Stock option (right to buy)

    2022-01-06$15.31/sh221$3,3850 total
    Exercise: $10.24Exp: 2024-01-06Common Stock (221 underlying)
  • Disposition to Issuer

    Stock option (right to buy)

    2022-01-06$3.63/sh1,500$5,4520 total
    Exercise: $21.92Exp: 2030-01-06Common Stock (1,500 underlying)
  • Disposition to Issuer

    Stock option (right to buy)

    2022-01-06$15.45/sh442$6,8310 total
    Exercise: $10.10Exp: 2025-01-02Common Stock (442 underlying)
  • Disposition to Issuer

    Stock option (right to buy)

    2022-01-06$12.42/sh1,500$18,6370 total
    Exercise: $13.13Exp: 2030-03-19Common Stock (1,500 underlying)
  • Disposition to Issuer

    Stock option (right to buy)

    2022-01-06$9.99/sh3,000$29,9840 total
    Exercise: $15.56Exp: 2031-01-04Common Stock (3,000 underlying)
  • Tax Payment

    Common Stock

    2022-01-06$27.79/sh1,961$54,49621,161 total
  • Disposition to Issuer

    Stock option (right to buy)

    2022-01-06$13.57/sh630$8,5520 total
    Exercise: $11.98Exp: 2026-01-04Common Stock (630 underlying)
  • Disposition to Issuer

    Stock option (right to buy)

    2022-01-06$7.25/sh1,000$7,2550 total
    Exercise: $18.30Exp: 2028-01-02Common Stock (1,000 underlying)
  • Disposition to Issuer

    Stock option (right to buy)

    2022-01-06$6.17/sh1,500$9,2620 total
    Exercise: $19.38Exp: 2029-01-04Common Stock (1,500 underlying)
Footnotes (12)
  • [F1]Represents shares of common stock withheld by 1st Constitution Bancorp ("Issuer") to satisfy the Reporting Person's tax withholding obligations upon the vesting of restricted stock in connection with the merger of Issuer with and into Lakeland Bancorp Inc. ("Lakeland"), pursuant to the Agreement and Plan of Merger, dated as of July 11, 2021, by and between Issuer and Lakeland (the "Merger Agreement").
  • [F10]This option, which provided for vesting in five equal annual installments beginning January 6, 2020, was canceled in the merger in exchange for a cash payment of $5,452.05, less applicable withholdings, which amount represents (x) the number of underlying shares of Issuer common stock, multiplied by (y) the amount by which the VWAP exceeds the exercise price of this option.
  • [F11]This option, which provided for vesting in five equal annual installments beginning March 19, 2020, was canceled in the merger in exchange for a cash payment of $18,637.05, less applicable withholdings, which amount represents (x) the number of underlying shares of Issuer common stock, multiplied by (y) the amount by which the VWAP exceeds the exercise price of this option.
  • [F12]This option, which provided for vesting in five equal annual installments beginning January 4, 2021, was canceled in the merger in exchange for a cash payment of $29,984.10, less applicable withholdings, which amount represents (x) the number of underlying shares of Issuer common stock, multiplied by (y) the amount by which the VWAP exceeds the exercise price of this option.
  • [F2]Represents shares of Issuer common stock and restricted stock that converted into and became exchangeable pursuant to the Merger Agreement for the right to receive 1.3577 shares of Lakeland common stock having a market value of $21.73 per share on the effective date of the merger.
  • [F3]Information presented as of the close of business on January 6, 2021.
  • [F4]This option, which provided for vesting in five equal annual installments beginning January 6, 2014, was canceled in the merger in exchange for a cash payment of $3,384.55, less applicable withholdings, which amount represents (x) the number of underlying shares of Issuer common stock, multiplied by (y) the amount by which the volume-weighted average trading price per share of Issuer common stock for the five consecutive trading days ending on the fifth trading day preceding the date and time of the closing of the merger ($25.5547, or the "VWAP") exceeds the exercise price of this option.
  • [F5]This option, which provided for vesting in five equal annual installments beginning January 2, 2015, was canceled in the merger in exchange for a cash payment of $6,830.98, less applicable withholdings, which amount represents (x) the number of underlying shares of Issuer common stock, multiplied by (y) the amount by which the VWAP exceeds the exercise price of this option.
  • [F6]This option, which provided for vesting in five equal annual installments beginning January 4, 2016, was canceled in the merger in exchange for a cash payment of $8,552.06, less applicable withholdings, which amount represents (x) the number of underlying shares of Issuer common stock, multiplied by (y) the amount by which the VWAP exceeds the exercise price of this option.
  • [F7]This option, which provided for vesting in five equal annual installments beginning January 3, 2017, was canceled in the merger in exchange for a cash payment of $6,904.70, less applicable withholdings, which amount represents (x) the number of underlying shares of Issuer common stock, multiplied by (y) the amount by which the VWAP exceeds the exercise price of this option.
  • [F8]This option, which provided for vesting in five equal annual installments beginning January 2, 2018, was canceled in the merger in exchange for a cash payment of $7,254.70, less applicable withholdings, which amount represents (x) the number of underlying shares of Issuer common stock, multiplied by (y) the amount by which the VWAP exceeds the exercise price of this option.
  • [F9]This option, which provided for vesting in five equal annual installments beginning January 4, 2019, was canceled in the merger in exchange for a cash payment of $9,262.05, less applicable withholdings, which amount represents (x) the number of underlying shares of Issuer common stock, multiplied by (y) the amount by which the VWAP exceeds the exercise price of this option.

Issuer

1ST CONSTITUTION BANCORP

CIK 0001141807

Entity typeother

Related Parties

1
  • filerCIK 0001323509

Filing Metadata

Form type
4
Filed
Jan 9, 7:00 PM ET
Accepted
Jan 10, 8:28 PM ET
Size
31.9 KB