4//SEC Filing
BURNS THOMAS M. 4
Accession 0001214659-22-004298
CIK 0000791908other
Filed
Mar 22, 8:00 PM ET
Accepted
Mar 23, 6:52 PM ET
Size
20.9 KB
Accession
0001214659-22-004298
Insider Transaction Report
Form 4
XOMA CorpXOMA
BURNS THOMAS M.
SVP, Finance & CFO
Transactions
- Sale
Common Stock
2022-03-21$29.00/sh−12,000$348,060→ 6,555 total - Exercise/Conversion
Common Stock
2022-03-23$4.03/sh+161$649→ 6,716 total - Exercise/Conversion
Stock Option (Right to Buy)
2022-03-21−12,000→ 18,000 totalExercise: $4.03Exp: 2027-02-10→ Common Stock (12,000 underlying) - Exercise/Conversion
Common Stock
2022-03-22$4.03/sh+2,339$9,426→ 8,894 total - Sale
Common Stock
2022-03-23$30.00/sh−161$4,830→ 6,555 total - Exercise/Conversion
Stock Option (Right to Buy)
2022-03-22−2,339→ 15,661 totalExercise: $4.03Exp: 2027-02-10→ Common Stock (2,339 underlying) - Exercise/Conversion
Common Stock
2022-03-21$4.03/sh+12,000$48,360→ 18,555 total - Sale
Common Stock
2022-03-22$30.02/sh−2,339$70,209→ 6,555 total - Exercise/Conversion
Stock Option (Right to Buy)
2022-03-23−161→ 15,500 totalExercise: $4.03Exp: 2027-02-10→ Common Stock (161 underlying)
Holdings
- 4,349(indirect: By 401(k))
Common Stock
- 1,000
Depositary Shares - 8.375% B Cumulative Stock
- 2,000
8.625% Series A Cumulative Perpetual Preferred Stock
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- [F2]Shares subject to this option have fully vested as of December 31, 2017.
Documents
Issuer
XOMA Corp
CIK 0000791908
Entity typeother
Related Parties
1- filerCIK 0001638479
Filing Metadata
- Form type
- 4
- Filed
- Mar 22, 8:00 PM ET
- Accepted
- Mar 23, 6:52 PM ET
- Size
- 20.9 KB