BURNS THOMAS M. 4
4 · XOMA Corp · Filed Jul 18, 2022
Insider Transaction Report
Form 4
XOMA CorpXOMA
BURNS THOMAS M.
SVP, Finance & CFO
Transactions
- Exercise/Conversion
Stock Option (Right to Buy)
2022-07-15−2,000→ 75,778 totalExercise: $4.03Exp: 2027-02-10→ Common Stock (2,000 underlying) - Exercise/Conversion
Common Stock
2022-07-15$4.03/sh+2,000$8,060→ 8,555 total - Sale
Common Stock
2022-07-15$31.66/sh−2,000$63,321→ 6,555 total
Holdings
- 2,000
8.625% Series A Cumulative Perpetual Preferred Stock
- 1,000
Depositary Shares - 8.375% B Cumulative Stock
- 4,349(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.48 to $32.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- [F3]Shares subject to this option have fully vested as of February 10, 2020.