4//SEC Filing
Finney Joseph D. 4
Accession 0001214659-22-009792
CIK 0001781755other
Filed
Aug 8, 8:00 PM ET
Accepted
Aug 9, 4:45 PM ET
Size
23.3 KB
Accession
0001214659-22-009792
Insider Transaction Report
Form 4
Finney Joseph D.
Other
Transactions
- Gift
Class A Common Stock
2021-12-06+35,000→ 35,000 total(indirect: By Trust) - Gift
Class B Common Stock
2022-08-05−337,852→ 0 total - Other
Class A Common Stock
2021-04-01+923→ 35,923 total - Gift
Class A Common Stock
2021-12-06−35,000→ 923 total - Gift
LLC Units in Baldwin Risk Partners, LLC
2022-08-05−337,852→ 0 totalExercise: $0.00→ Class A Common Stock (337,852 underlying) - Tax Payment
Class A Common Stock
2022-04-01$27.77/sh−54$1,500→ 869 total - Gift
Class B Common Stock
2022-08-05+337,852→ 337,852 total(indirect: By Trust) - Gift
LLC Units in Baldwin Risk Partners, LLC
2022-08-05+337,852→ 337,852 total(indirect: By Trust)Exercise: $0.00→ Class A Common Stock (337,852 underlying)
Footnotes (5)
- [F1]The 923 shares of BRP Group, Inc.'s (the "Company") Class A common stock, par value $0.01 per share (the "Class A Common Stock") vest in four equal annual installments. Due to an administrative error, the reporting person inadvertently failed to file the required report pursuant to Section 16 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), with respect to the acquisition of Class A Common Stock.
- [F2]On December 6, 2021, the reporting person gifted 35,000 shares of the Company's Class A Common Stock to the Joseph D. Finney Revocable Trust u/a/d 10/12/21 (the "Trust"), of which his wife and children are beneficiaries. Due to an administrative error, the reporting person inadvertently failed to file the required report pursuant to Section 16 under the Exchange Act, with respect to the gift. The reporting person disclaims beneficial ownership of the securities in the Trust, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.
- [F3]Represents shares of the Company's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 231 shares of Class A Common Stock. Due to an administrative error, the reporting person inadvertently failed to file the required report pursuant to Section 16 under the Exchange Act with respect to the withholding of Class A Common Stock.
- [F4]On August 5, 2022, the reporting person gifted 337,852 shares of the Company's Class B common stock, par value $0.0001 per share, to the Trust. The reporting person disclaims beneficial ownership of the securities in the Trust, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 under the Exchange Act or any other purpose.
- [F5]Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.
Issuer
BRP Group, Inc.
CIK 0001781755
Entity typeother
Related Parties
1- filerCIK 0001791751
Filing Metadata
- Form type
- 4
- Filed
- Aug 8, 8:00 PM ET
- Accepted
- Aug 9, 4:45 PM ET
- Size
- 23.3 KB