Ottewell David A. 4
4 · NOVAGOLD RESOURCES INC · Filed Dec 7, 2022
Insider Transaction Report
Form 4
Ottewell David A.
Vice President & CFO
Transactions
- Exercise/Conversion
Common Shares
2022-12-06$3.67/sh+150,000$550,500→ 939,531 total - Tax Payment
Common Shares
2022-12-06$5.96/sh−92,408$550,752→ 847,123 total - Sale
Common Shares
2022-12-06$5.97/sh−57,592$343,824→ 789,531 total - Exercise/Conversion
Common Shares
2022-12-06−150,000→ 184,600 totalExercise: $3.67Exp: 2023-11-30→ Common Shares (150,000 underlying)
Footnotes (3)
- [F1]The price reported in Column 4 above is a weighted average price. These shares were withheld in multiple transactions at prices ranging from $5.925 to $5.99, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote.
- [F2]The price reported in Column 4 above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.94 to $5.985, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F3]The options were granted on 12/1/2018 and vest as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; 1/3 on 12/1/2021.