RITTICHIER JEFFREY 4
4 · EMCORE CORP · Filed Apr 6, 2023
Insider Transaction Report
Form 4
EMCORE CORPEMKR
RITTICHIER JEFFREY
DirectorChief Executive Officer
Transactions
- Tax Payment
Common Stock
2023-04-04$1.11/sh−13,873$15,399→ 675,349 total - Exercise/Conversion
Common Stock
2023-04-04+25,000→ 689,222 total - Exercise/Conversion
Restricted Stock Units (RSUs)
2023-04-04−25,000→ 0 total→ Emcore Common Stock (25,000 underlying)
Footnotes (4)
- [F1]The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration.
- [F2]Represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the Reporting Person's tax withholding obligations in connection with the vesting of the restricted stock units reported herein.
- [F3]Each restricted stock unit represented a contingent right to receive one share of Emcore common stock.
- [F4]On April 4, 2019, the reporting person was granted 100,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date