Home/Filings/4/0001214659-23-011729
4//SEC Filing

Minichiello Thomas P. 4

Accession 0001214659-23-011729

CIK 0000808326other

Filed

Aug 27, 8:00 PM ET

Accepted

Aug 28, 4:11 PM ET

Size

9.0 KB

Accession

0001214659-23-011729

Insider Transaction Report

Form 4
Period: 2023-08-26
Minichiello Thomas P.
Chief Financial Officer
Transactions
  • Exercise/Conversion

    Restricted Stock Units (RSUs)

    2023-08-2625,0000 total
    Emcore Common Stock (25,000 underlying)
  • Exercise/Conversion

    Common Stock

    2023-08-26+25,000305,283 total
  • Tax Payment

    Common Stock

    2023-08-26$0.56/sh6,087$3,409299,196 total
Footnotes (4)
  • [F1]The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration.
  • [F2]Represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the Reporting Person's tax withholding obligations in connection with the vesting of the restricted stock units reported herein.
  • [F3]Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two.
  • [F4]On August 26, 2019, the reporting person was granted 100,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date

Issuer

EMCORE CORP

CIK 0000808326

Entity typeother

Related Parties

1
  • filerCIK 0001411719

Filing Metadata

Form type
4
Filed
Aug 27, 8:00 PM ET
Accepted
Aug 28, 4:11 PM ET
Size
9.0 KB