Minichiello Thomas P. 4
4 · EMCORE CORP · Filed Aug 28, 2023
Insider Transaction Report
Form 4
EMCORE CORPEMKR
Minichiello Thomas P.
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
[F1]2023-08-26+25,000→ 305,283 total - Tax Payment
Common Stock
[F2]2023-08-26$0.56/sh−6,087$3,409→ 299,196 total - Exercise/Conversion
Restricted Stock Units (RSUs)
[F3][F1][F4]2023-08-26−25,000→ 0 total→ Emcore Common Stock (25,000 underlying)
Footnotes (4)
- [F1]The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration.
- [F2]Represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the Reporting Person's tax withholding obligations in connection with the vesting of the restricted stock units reported herein.
- [F3]Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two.
- [F4]On August 26, 2019, the reporting person was granted 100,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date
Signature
Ryan Hochgesang, attorney in fact|2023-08-28