Minichiello Thomas P. 4
4 · EMCORE CORP · Filed Aug 28, 2023
Insider Transaction Report
Form 4
EMCORE CORPEMKR
Minichiello Thomas P.
Chief Financial Officer
Transactions
- Exercise/Conversion
Restricted Stock Units (RSUs)
2023-08-26−25,000→ 0 total→ Emcore Common Stock (25,000 underlying) - Exercise/Conversion
Common Stock
2023-08-26+25,000→ 305,283 total - Tax Payment
Common Stock
2023-08-26$0.56/sh−6,087$3,409→ 299,196 total
Footnotes (4)
- [F1]The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration.
- [F2]Represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the Reporting Person's tax withholding obligations in connection with the vesting of the restricted stock units reported herein.
- [F3]Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two.
- [F4]On August 26, 2019, the reporting person was granted 100,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date