4//SEC Filing
Soffer Rock 4
Accession 0001214659-23-012293
CIK 0001721484other
Filed
Sep 11, 8:00 PM ET
Accepted
Sep 12, 5:00 PM ET
Size
8.1 KB
Accession
0001214659-23-012293
Insider Transaction Report
Form 4
Longeveron Inc.LGVN
Soffer Rock
Director
Transactions
- Exercise/Conversion
Common Stock
2023-09-08$3.00/sh+30,000$90,000→ 702,351 total - Exercise/Conversion
Subscription Rights (right to buy)
2023-09-08−30,000→ 3,329,255 totalExercise: $3.00From: 2023-08-22Exp: 2023-09-21→ Common Stock (30,000 underlying)
Footnotes (3)
- [F1]Shares to be received following expiration of the Longeveron Inc. Subscription Rights Offering, which is currently scheduled for September 21, 2023, unless otherwise extended by Longeveron.
- [F2]Share amounts include 640,098 shares of Class B common stock (the "Class B Common Stock"), which is not registered under the Securities Exchange Act of 1934, as amended. Holders of Class B Common Stock have identical rights to holders of common stock, except that holders of Class B Common Stock are entitled to 5 votes for each share held of record. Each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of common stock.
- [F3]Longeveron Inc. issued to each holder of record, as of August 18, 2023, of its Class A common stock, Class B common stock and warrants exercisable for its Class A common stock, subscription rights to acquire shares of Class A common stock of Longeveron Inc. in accordance with a prospectus dated August 14, 2023. Each subscription right entitles the holder to purchase one share of Longeveron Inc. Class A common stock.
Documents
Issuer
Longeveron Inc.
CIK 0001721484
Entity typeother
Related Parties
1- filerCIK 0001845308
Filing Metadata
- Form type
- 4
- Filed
- Sep 11, 8:00 PM ET
- Accepted
- Sep 12, 5:00 PM ET
- Size
- 8.1 KB