Home/Filings/4/0001214659-25-018153
4//SEC Filing

AULT MILTON C III 4

Accession 0001214659-25-018153

CIK 0000102109other

Filed

Dec 16, 7:00 PM ET

Accepted

Dec 17, 4:30 PM ET

Size

11.2 KB

Accession

0001214659-25-018153

Insider Transaction Report

Form 4
Period: 2025-12-15
Transactions
  • Purchase

    Common Stock

    2025-12-15$5.02/sh+2,500$12,5538,453 total(indirect: By Alpha Structured Finance LP)
  • Purchase

    Common Stock

    2025-12-16$5.05/sh+1,547$7,81010,000 total(indirect: By Alpha Structured Finance LP)
  • Purchase

    Common Stock

    2025-12-16$5.02/sh+1,569$7,870144,100 total(indirect: By LLC)
Holdings
  • Common Stock

    (indirect: By Ault & Company, Inc.)
    6,000
Footnotes (5)
  • [F1]The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.0210. The range of purchase prices on the transaction date was $4.9586 to $5.0598 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
  • [F2]Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
  • [F3]The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.0486. The range of purchase prices on the transaction date was $5.04 to $5.06 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
  • [F4]Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
  • [F5]Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Issuer

UNIVERSAL SAFETY PRODUCTS, INC.

CIK 0000102109

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001212502

Filing Metadata

Form type
4
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 4:30 PM ET
Size
11.2 KB