AULT MILTON C III 4

What Happened

• Milton C. Ault III, a director of Universal Safety Products, Inc. (UUU), acquired 95,000 shares on 2026-01-16 at $6.00 per share, for a total of $570,000. The transaction is reported as a purchase (code P), indicating an acquisition of stock rather than a sale.

Key Details

• Transaction date: 2026-01-16; Form 4 filed: 2026-01-21 (timely filing within required business-day window).
• Price and amount: 95,000 shares at $6.00 each; total value ≈ $570,000.
• Shares owned after transaction: Not specified in the information provided on this filing.
• Footnotes of note:
  • F1: Ault Lending, LLC (wholly owned by Hyperscale Data, Inc.) holdings are attributed to Mr. Ault due to his voting/investment power.
  • F2: Securities held by Alpha Structured Finance LP may be attributable to Mr. Ault through his manager/investment-manager roles.
  • F3: Securities held by Ault & Company, Inc. may be attributable to Mr. Ault as its CEO and Chairman.
• No indication in the filing of a 10b5-1 plan, tax withholding, gift, or option exercise related to this transaction.

Context

• This was a direct purchase (acquisition) rather than a sale or option exercise. Purchases by insiders are often watched by investors as potentially informative, but the filing does not state Mr. Ault’s motives.
• The footnotes indicate some holdings may be attributed to affiliated entities and funds for which Mr. Ault has voting or managerial roles; that can affect how total beneficial ownership is calculated.