AULT MILTON C III 4
4 · UNIVERSAL SAFETY PRODUCTS, INC. · Filed Feb 6, 2026
Research Summary
AI-generated summary of this filing
Universal Safety (UUU) Director Milton C. Ault III Buys 205,000 Shares
What Happened Milton C. Ault III, a director of Universal Safety Products, Inc. (UUU), purchased 205,000 shares in an open-market transaction on February 4, 2026. The shares were acquired at $6.00 per share for a total reported cost of $1,230,000. The Form 4 lists the transaction code "P" (purchase).
Key Details
- Transaction date and price: 2026-02-04, 205,000 shares at $6.00 each.
- Total value: $1,230,000.
- Filing date: Form 4 filed on 2026-02-06 (appears timely; Form 4s are generally due within two business days).
- Shares owned after transaction: Not specified in the portion of the filing provided.
- Transaction type: Open-market purchase (code P).
- Footnotes: See Context below for control/beneficial ownership relationships disclosed in the filing.
Context
- Footnotes disclose that several entities are attributable to Mr. Ault: Ault Lending, LLC (a subsidiary of Hyperscale Data, Inc.), Alpha Structured Finance LP (where he is a manager via related entities), and Ault & Company, Inc. Because of these roles, Mr. Ault may be deemed to beneficially own securities held by those entities.
- This filing reports a straight purchase (not an option exercise, gift, or award). Purchases are often watched by investors as a direct insider buy, but the filing provides facts only and does not state motive.
Insider Transaction Report
Form 4
AULT MILTON C III
Director10% Owner
Transactions
- Purchase
Common Stock
[F1]2026-02-04$6.00/sh+205,000$1,230,000→ 462,457 total(indirect: By LLC)
Holdings
- 200
Common Stock
- 10,000(indirect: By Alpha Structured Finance LP)
Common Stock
[F2] - 6,000(indirect: By Ault & Company, Inc.)
Common Stock
[F3]
Footnotes (3)
- [F1]Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
- [F2]Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
- [F3]Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
Signature
/s/ Milton C. Ault, III|2026-02-06