AULT MILTON C III 4
4 · UNIVERSAL SAFETY PRODUCTS, INC. · Filed Mar 12, 2026
Research Summary
AI-generated summary of this filing
Universal Safety (UUU) 10% Owner Milton C. Ault III Buys 60,500 Shares
What Happened
Milton C. Ault III, a reported 10% owner of Universal Safety Products, Inc. (UUU), made a series of open‑market purchases totaling 60,500 common shares between March 10–12, 2026, for an aggregate cost of approximately $330,650. The individual trades reported were: 40,000 shares at $5.32 ($212,992) and 5,000 shares at $5.30 ($26,505) on 2026-03-10; 200 shares at $5.58 ($1,116) and 100 shares at $5.61 ($561) on 2026-03-11; and 15,200 shares at $5.89 ($89,476) on 2026-03-12. These were purchases (buying stock), which investors often view as a more informative signal than routine sales.
Key Details
- Transaction dates and reported prices:
- 2026-03-10: 40,000 @ $5.32 and 5,000 @ $5.30 (total 45,000; ~$239,497). Footnotes report VWAPs/ranges: ~$5.3248 (range $5.3095–$5.34) and ~$5.3009 (range $5.2924–$5.3025).
- 2026-03-11: 200 @ $5.58 and 100 @ $5.61 (total 300; ~$1,677). VWAP reported ~$5.58 (range $5.55–$5.61).
- 2026-03-12: 15,200 @ $5.89 (~$89,476). VWAP reported ~$5.8866 (range $5.6408–$5.8898).
- Aggregate: 60,500 shares purchased for ~ $330,650.
- Shares owned after transaction: Not reported in the provided filing information.
- Beneficial‑ownership/related entities (from footnotes): Ault Lending (a subsidiary of Hyperscale Data, Inc.), Alpha Structured Finance LP (via Ault-managed entities), and Ault & Company, Inc. hold securities that Mr. Ault may be deemed to beneficially own due to his roles (Executive Chairman/Manager/CEO positions described in footnotes).
- Filing timeliness: Report filed 2026-03-12 for transactions dated 2026-03-10 to 03-12; no late‑filing indication provided in the supplied data.
Context
- These were straightforward open‑market purchases (transaction code P). Footnotes state the reporting person can provide detailed per-price breakdowns on request (typical when purchases occur across multiple prices during a day).
- As a 10% owner with control/manager roles in related entities, some holdings may be attributable to affiliated funds or companies rather than only personal brokerage accounts; that can affect how to interpret total beneficial ownership.
- No options exercises, gifts, or tax‑withholding events were reported in this filing.
Insider Transaction Report
Form 4
AULT MILTON C III
Director10% Owner
Transactions
- Purchase
Common Stock
[F1][F2]2026-03-10$5.32/sh+40,000$212,992→ 596,332 total(indirect: By LLC) - Purchase
Common Stock
[F3][F4]2026-03-10$5.30/sh+5,000$26,505→ 15,000 total(indirect: By Alpha Structured Finance LP) - Purchase
Common Stock
[F5]2026-03-11$5.58/sh+200$1,116→ 1,400 total - Purchase
Common Stock
[F2]2026-03-11$5.61/sh+100$561→ 596,432 total(indirect: By LLC) - Purchase
Common Stock
[F6][F2]2026-03-12$5.89/sh+15,200$89,476→ 611,632 total(indirect: By LLC)
Holdings
- 6,000(indirect: By Ault & Company, Inc.)
Common Stock
[F7]
Footnotes (7)
- [F1]The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.3248. The range of purchase prices on the transaction date was $5.3095 to $5.34 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- [F2]Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
- [F3]The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.3009. The range of purchase prices on the transaction date was $5.2924 to $5.3025 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- [F4]Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
- [F5]The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.58. The range of purchase prices on the transaction date was $5.55 to $5.61 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- [F6]The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.8866. The range of purchase prices on the transaction date was $5.6408 to $5.8898 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- [F7]Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
Signature
By: /s/ Milton C. Ault, III|2026-03-12