AULT MILTON C III 4
4 · UNIVERSAL SAFETY PRODUCTS, INC. · Filed Apr 1, 2026
Research Summary
AI-generated summary of this filing
UNIVERSAL SAFETY (UUU) 10% Owner Milton C. Ault III Buys Stock
What Happened
- Milton C. Ault III (reported as a 10% owner) purchased a total of 12,608 shares of Universal Safety Products, Inc. (UUU) in multiple open-market transactions on March 30 and March 31, 2026, for aggregate proceeds of about $72,809. Individual trades reported: 2,008 shares @ $5.54 ($11,131), 500 shares @ $5.39 ($2,695), 5,000 shares @ $5.84 ($29,203), 5,000 shares @ $5.85 ($29,226), and 100 shares @ $5.54 ($554). These were purchases (code P) — buying is typically interpreted as a stronger signal for attention than routine sales, though motives are not disclosed.
Key Details
- Dates and prices: Mar 30 (VWAPs and ranges noted in footnotes) and Mar 31 (VWAP $5.8406; range $5.75–$5.90). Footnotes provide per-day volume-weighted average prices and price ranges: Mar 30 VWAPs reported of $5.5433 (range $5.4888–$5.54535) and $5.3896 (range $5.35–$5.4381); Mar 31 VWAP $5.8406 (range $5.75–$5.90).
- Total purchased: 12,608 shares for ~$72,809.
- Shares owned after transaction: Not provided in the excerpt of the filing shared here.
- Notable reporting relationships from footnotes: Ault Lending, LLC is a wholly owned subsidiary of Hyperscale Data, Inc. and Mr. Ault is deemed to have voting/investment power for those shares; Mr. Ault may also be deemed to beneficially own securities held by Alpha Structured Finance LP and Ault & Company, Inc. due to his managerial roles (see F2, F5, F6).
- Filing timeliness: Form 4 filed April 1, 2026 for trades on Mar 30–31, 2026 — appears to be timely (Form 4 is generally due within two business days).
Context
- These were straight open-market purchases (no options exercised, no gifts, no awards), which many retail investors view as a positive signal because an insider/large holder is adding to their position. However, purchases by a 10% owner can reflect institutional-level portfolio moves and should be considered alongside other company and market information. The filing includes standard footnote offers to provide detailed per-price purchase counts to the SEC, issuer, or security holders upon request.
Insider Transaction Report
Form 4
AULT MILTON C III
Director10% Owner
Transactions
- Purchase
Common Stock
[F1][F2]2026-03-30$5.54/sh+2,008$11,131→ 680,252 total(indirect: By LLC) - Purchase
Common Stock
[F3]2026-03-30$5.39/sh+500$2,695→ 2,100 total - Purchase
Common Stock
[F4][F5]2026-03-31$5.84/sh+5,000$29,203→ 20,000 total(indirect: By Alpha Structured Finance LP) - Purchase
Common Stock
[F2]2026-03-31$5.85/sh+5,000$29,226→ 685,252 total(indirect: By LLC) - Purchase
Common Stock
2026-03-31$5.54/sh+100$554→ 2,200 total
Holdings
- 6,000(indirect: By Ault & Company, Inc.)
Common Stock
[F6]
Footnotes (6)
- [F1]The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.5433. The range of purchase prices on the transaction date was $5.4888 to $5.54535 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- [F2]Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
- [F3]The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.3896. The range of purchase prices on the transaction date was $5.35 to $5.4381 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- [F4]The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.8406. The range of purchase prices on the transaction date was $5.75 to $5.90 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- [F5]Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
- [F6]Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
Signature
By: /s/ Milton C. Ault, III|2026-04-01