AULT MILTON C III 4
4 · UNIVERSAL SAFETY PRODUCTS, INC. · Filed May 4, 2026
Research Summary
AI-generated summary of this filing
Universal Safety (UUU) 10% Owner Milton Ault Buys 155,000 Shares
What Happened Milton C. Ault III, reported as a 10% owner of Universal Safety Products, Inc. (UUU), acquired 155,000 shares on April 30, 2026. The filing shows a purchase (transaction code P) at $5.75 per share for a total cash outlay of $891,250. This was a direct purchase (open market/private purchase as reported) — a buy transaction, which some investors view as a more bullish signal than a sale.
Key Details
- Transaction date and price: 2026-04-30 — 155,000 shares @ $5.75/share.
- Total value: $891,250.
- Shares owned after transaction: Not specified in the provided filing details.
- Filing timeliness: Report filed 2026-05-04; this appears to be timely (within the Form 4 two-business-day reporting window).
- Footnotes of note:
- F1: Ault Lending, LLC is a subsidiary of Hyperscale Data, Inc. Milton Ault is deemed to have voting/investment power over securities held by Ault Lending.
- F2: Securities also beneficially owned by Alpha Structured Finance LP; Mr. Ault is manager of related entities and may be deemed to beneficially own those securities.
- F3: Securities beneficially owned by Ault & Company, Inc.; Mr. Ault is CEO and Chairman and may be deemed to beneficially own those securities.
- Transaction code: P = Purchase.
Context This filing reflects a direct purchase by a 10% owner rather than an executive compensation event or option exercise. Purchases by large/controlling owners can reflect institutional-level positioning; the filing’s footnotes indicate Mr. Ault has potential beneficial ownership through multiple affiliated entities. The filing contains factual transaction details only and does not state the purchaser’s motivation.
Insider Transaction Report
- Purchase
Common Stock
[F1]2026-04-30$5.75/sh+155,000$891,250→ 840,252 total(indirect: By LLC)
- 2,200
Common Stock
- 20,000(indirect: By Alpha Structured Finance LP)
Common Stock
[F2] - 6,000(indirect: By Ault & Company, Inc.)
Common Stock
[F3]
Footnotes (3)
- [F1]Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
- [F2]Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
- [F3]Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.