4Filed Aug 20, 8:00 PM ET

Universal Safety (UUU) 10% Owner Milton Ault III Buys 29,178 Shares

$UUU · UNIVERSAL SAFETY PRODUCTS, INC.

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Universal Safety (UUU) 10% Owner Milton Ault III Buys 29,178 Shares

What Happened Milton C. Ault III, a reported 10% owner of Universal Safety Products, Inc. (UUU), made a series of open‑market purchases on August 20–21, 2026, acquiring a total of 29,178 shares for approximately $183,344. Trades reported:

  • 2026-08-20: 1,500 shares @ $6.07 = $9,100
  • 2026-08-20: 6,006 shares @ $6.15 = $36,913
  • 2026-08-21: 20,672 shares @ $6.34 = $130,961
  • 2026-08-21: 1,000 shares @ $6.37 = $6,370

These were purchases (transaction code P) executed in the open market — purchases can be viewed as a more positive signal than sales, though the filing gives no statement of motive.

Key Details

  • Transaction dates: August 20 and 21, 2026; Form 4 filed August 21, 2026 (filed promptly the next day).
  • Prices & totals: see list above; aggregate ≈ $183,344 for 29,178 shares.
  • Shares owned after transaction: not specified in the transaction details provided.
  • Footnotes of note:
    • F1: The Aug 20 purchases were made at a volume‑weighted average price of $6.0667; reported intraday price range $6.0589–$6.0805; the reporting person will provide per‑price allocation on request.
    • F2–F4: Several holdings are reported as beneficially owned through related entities (Alpha Structured Finance LP, Ault Lending LLC (a HSD subsidiary), and Ault & Company, Inc.). Mr. Ault is linked to these entities as manager/executive and therefore may be deemed to beneficially own securities held by them.
  • Filing timeliness: Form 4 was filed on 2026-08-21 for trades on 8/20–8/21, which is within the typical reporting window.

Context

  • These transactions were straightforward open‑market purchases (no options exercised, gifts, or sales involved). For retail investors, insider purchases can be informative, but they do not guarantee future performance; ownership attribution through affiliated entities means some holdings are institutional/investment relationships rather than direct personal trading.