4Accepted Sep 24, 4:30 PM ET
Universal Safety (UUU) 10% Owner Milton C. Ault III Buys Shares
Accepted (ET)
4:30 PM
Sep 24, 2026
Filed
Sep 24, 2026
Documents
1
Size
12.8 KB
Summary
Universal Safety (UUU) 10% Owner Milton C. Ault III Buys Shares
What Happened
Milton C. Ault III, reported as a 10% owner, made open-market purchases of Universal Safety Products, Inc. (UUU) stock on Sept 21–23, 2026. The transactions were: 100 shares @ $5.07 on 2026-09-21 ($507); 3,000 shares @ $5.02 on 2026-09-22 ($15,068); 300 shares @ $4.98 on 2026-09-23 ($1,494); and 12,034 shares @ $5.11 on 2026-09-23 ($61,477). Total purchased: 15,434 shares for about $78,546. All transactions are coded P (purchase/open market).
Key Details
- Transaction dates and prices:
- 2026-09-21: 100 sh @ $5.07 ($507)
- 2026-09-22: 3,000 sh @ $5.02 ($15,068)
- 2026-09-23: 300 sh @ $4.98 ($1,494) — VWAP for that date reported as $4.9805 (range $4.945–$5.05) (see footnote)
- 2026-09-23: 12,034 sh @ $5.11 ($61,477) — VWAP for that date reported as $5.1086 (range $5.0797–$5.2508) (see footnote)
- Filing: Report filed 2026-09-24 covering trades on Sept 21–23; filing appears timely based on those dates.
- Shares owned after transaction: Not specified in the provided filing details.
- Notable footnotes:
- F1: Ault Lending, LLC is a wholly owned subsidiary of Hyperscale Data, Inc.; Mr. Ault is deemed to have voting/investment power over Ault Lending’s holdings.
- F2/F3: VWAPs and price ranges are provided for the Sept 23 trades; the reporting person will provide per-price breakdowns if requested by the SEC/issuer/shareholders.
- F4/F5: Mr. Ault may be deemed to beneficially own shares held by related entities (Alpha Fund, Ault & Co.) due to his managerial roles.
Context
These were outright open-market purchases (P), which are direct buys rather than option exercises, awards, or gifts. Purchases by large stakeholders can be informative to investors but do not prove motive; note Mr. Ault’s relationships to related entities that may affect overall beneficial ownership disclosures.