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GOOD TIMES RESTAURANTS INC 4

Accession 0001214782-14-000123

$GTIMCIK 0000825324operating

View on SEC.gov Company Profile

Filed

Oct 29, 8:00 PM ET

Accepted

Oct 30, 4:07 PM ET

Size

13.2 KB

Accession

0001214782-14-000123

Insider Transaction Report

Form 4

Period: 2014-10-29

GOOD TIMES RESTAURANTS INCGTIM

Hoak Public Equities, LP

10% Owner

Transactions

Exercise of In-Money
Series A Warrants
2014-10-29−100,000→ 0 total
Exercise: $2.75From: 2013-08-16Exp: 2014-11-14→ Common Stock (100,000 underlying)
Exercise of In-Money
Common Stock
2014-10-29$2.75/sh+100,000$275,000→ 900,000 total

10% Owner

Transactions

Exercise of In-Money
Series A Warrants
2014-10-29−100,000→ 0 total
Exercise: $2.75From: 2013-08-16Exp: 2014-11-14→ Common Stock (100,000 underlying)
Exercise of In-Money
Common Stock
2014-10-29$2.75/sh+100,000$275,000→ 900,000 total

10% Owner

Transactions

Exercise of In-Money
Series A Warrants
2014-10-29−100,000→ 0 total
Exercise: $2.75From: 2013-08-16Exp: 2014-11-14→ Common Stock (100,000 underlying)
Exercise of In-Money
Common Stock
2014-10-29$2.75/sh+100,000$275,000→ 900,000 total

Hoak Fund Management, L.P.

10% Owner

Transactions

Exercise of In-Money
Common Stock
2014-10-29$2.75/sh+100,000$275,000→ 900,000 total
Exercise of In-Money
Series A Warrants
2014-10-29−100,000→ 0 total
Exercise: $2.75From: 2013-08-16Exp: 2014-11-14→ Common Stock (100,000 underlying)

10% Owner

Transactions

Exercise of In-Money
Common Stock
2014-10-29$2.75/sh+100,000$275,000→ 900,000 total
Exercise of In-Money
Series A Warrants
2014-10-29−100,000→ 0 total
Exercise: $2.75From: 2013-08-16Exp: 2014-11-14→ Common Stock (100,000 underlying)

Footnotes (1)

[F1]Securities reported herein are owned directly by Hoak Public Equities, L.P. ("HPE"). Each of the Hoak Fund Management, L.P. (HPE's general partner), Hoak & Co. (Hoak Fund Management, L.P.'s general partner), James M. Hoak (Hoak & Co.'s controlling shareholder), and J. Hale Hoak (President of Hoak & Co.) may be deemed to be the beneficial owner of securities beneficially owned by HPE. Each of the reporting persons disclaims beneficial ownership of any securities reported herein except to the extent of such reporting person's pecuniary interest therein.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

GOOD TIMES RESTAURANTS INC

CIK 0000825324

Entity typeoperating

IncorporatedNV

Related Parties

1

filerCIK 0000825324

Filing Metadata

Form type: 4
Filed: Oct 29, 8:00 PM ET
Accepted: Oct 30, 4:07 PM ET
Size: 13.2 KB

View on SEC.gov