HAWLEY KIMRA D 4
4 · CAPTIVA SOFTWARE CORP · Filed Jan 7, 2004
Insider Transaction Report
Form 4
HAWLEY KIMRA D
Director
Transactions
- Exercise/Conversion
Common Stock
2004-01-05$4.74/sh+583$2,763→ 109,607 total - Sale
Common Stock
2004-01-05−0→ 128,828 total(indirect: By Partnership) - Exercise/Conversion
Stock option (right to buy)
2004-01-05−583→ 3,500 totalExercise: $4.74From: 2003-08-01Exp: 2013-07-01→ Common Stock (583 underlying) - Exercise/Conversion
Stock option (right to buy)
2004-01-05−14,856→ 34,831 totalExercise: $5.00From: 1998-05-13Exp: 2007-11-13→ Common Stock (14,856 underlying) - Sale
Common Stock
2004-01-05$11.95/sh−15,000$179,250→ 109,024 total - Exercise/Conversion
Common Stock
2004-01-05$5.00/sh+14,856$74,280→ 123,880 total - Sale
Common Stock
2004-01-05$12.00/sh−583$6,996→ 109,024 total - Sale
Common Stock
2004-01-05$12.00/sh−14,856$178,272→ 109,024 total
Footnotes (4)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 31, 2003.
- [F2]As of January 5, 2004, 583 shares were vested and exercisable. The remainder option shares vest 583 shares monthly until the option is fully vested on 7/1/2004.
- [F3]As of November 13, 2000, the option was fully vested.
- [F4]No transaction took place for these shares, these shares are only shown to report total indirect beneficial ownership. The reporting person disclaims beneficial ownership in the shares except to the extent of her pecuniary interest in such shares.