AXIS CAPITAL HOLDINGS LTD·4

Jan 29, 4:08 PM ET

Vogt Peter 4

4 · AXIS CAPITAL HOLDINGS LTD · Filed Jan 29, 2026

Research Summary

AI-generated summary of this filing

Updated

AXIS Capital (AXS) CFO Peter Vogt Receives Award of 34,295 Shares

What Happened

  • Peter Vogt, Chief Financial Officer of AXIS Capital Holdings Ltd (AXS), was credited with performance-based restricted stock units (RSUs) totaling 34,295 shares (13,657 on Jan 27, 2026 and 20,638 on Jan 28, 2026) at $0.00 per share (award). These entries reflect awards/acquisitions (code A) — no cash was paid. The awards were determined to have met the applicable performance criteria and will vest in a single installment on March 1, 2026.

Key Details

  • Transaction dates and prices: Jan 27, 2026 — 13,657 RSUs @ $0.00; Jan 28, 2026 — 20,638 RSUs @ $0.00.
  • Total awarded: 34,295 performance-based RSUs.
  • Vesting: Per footnote, the Human Capital and Compensation Committee determined performance criteria were satisfied on Jan 27, 2026; the RSUs vest in one installment on March 1, 2026.
  • Shares owned after transaction: Not specified in the provided filing.
  • Filing timeliness: Report filed Jan 29, 2026 for a transaction period of Jan 27, 2026 — appears to be timely.
  • Transaction code: A = Award/Grant of restricted stock units.

Context

  • These are performance-based RSU awards (not open-market purchases or sales). Such awards are compensation-related and reflect achievement of preset performance goals; they do not, by themselves, indicate a trading view by the insider.
  • No cashless exercise or immediate sale is reported — the RSUs are scheduled to vest at a future date (Mar 1, 2026), at which point they may convert to shares subject to any withholding.

Insider Transaction Report

Form 4
Period: 2026-01-27
Transactions
  • Award

    Common Shares

    2026-01-27+13,657119,307 total
  • Award

    Common Shares

    [F1]
    2026-01-28+20,638139,945 total
Footnotes (1)
  • [F1]On January 27, 2026, the Company's Human Capital and Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on January 24, 2023. The restricted stock units will vest in a single installment on March 1, 2026.
Signature
G. Christina Gray-Trefry, Attorney-in-Fact|2026-01-29

Documents

1 file
  • 4
    wk-form4_1769720879.xmlPrimary

    FORM 4