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SOUTHWEST WATER CO 4

Accession 0001214912-10-000053

CIK 0000092472operating

View on SEC.gov Company Profile

Filed

Sep 13, 8:00 PM ET

Accepted

Sep 14, 6:12 PM ET

Size

10.0 KB

Accession

0001214912-10-000053

Insider Transaction Report

Form 4

Period: 2010-09-13

SOUTHWEST WATER COSWWC

Director

Transactions

Disposition from Tender
Common Stock
2010-09-13$11.00/sh−10,500$115,500→ 0 total
Exercise/Conversion
Common Stock
2010-09-13$10.63/sh+10,500$111,600→ 10,500 total
Disposition from Tender
Common Stock
2010-09-13$11.00/sh−7,756$85,316→ 0 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2010-09-13$11.00/sh−10,500$115,500→ 0 total
Exercise: $10.63Exp: 2012-05-13→ Common Stock (10,500 underlying)

Footnotes (2)

[F1]All outstanding shares paid out at $11/share per Merger Transaction close 9-13-2010.
[F2]This option was disposed of pursuant to merger agreement and paid out at the difference between the option price and $11 per share, the merger consideration price.

Documents

1 file

4
edgardoc.xmlPrimary
PRIMARY DOCUMENT

Issuer

SOUTHWEST WATER CO

CIK 0000092472

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0000092472

Filing Metadata

Form type: 4
Filed: Sep 13, 8:00 PM ET
Accepted: Sep 14, 6:12 PM ET
Size: 10.0 KB

View on SEC.gov