SOUTHWEST WATER CO 4
4 · SOUTHWEST WATER CO · Filed Sep 14, 2010
Insider Transaction Report
Form 4
NEWMAN RICHARD G
Director
Transactions
- Disposition from Tender
Common Stock
2010-09-13$11.00/sh−92,146$1,013,606→ 0 total(indirect: By Trust) - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2010-09-13$11.00/sh−10,500$115,500→ 0 totalExercise: $10.63Exp: 2012-05-13→ Common Stock (10,500 underlying) - Disposition from Tender
Common Stock
2010-09-13$11.00/sh−10,500$115,500→ 0 total - Exercise/Conversion
Common Stock
2010-09-13$10.63/sh+10,500$111,600→ 10,500 total
Footnotes (3)
- [F1]This option was disposed of pursuant to merger agreement and paid out at the difference between the option price and $11 per share, the merger consideration price.
- [F2]All outstanding shares paid out at $11/share per Merger Transaction close 9-13-2010.
- [F3]Shares are held in a Trust Account for the benefit of the reporting person's family.