Home/Filings/4/0001214912-10-000063
4//SEC Filing

Swatek Mark 4

Accession 0001214912-10-000063

CIK 0000092472other

Filed

Sep 13, 8:00 PM ET

Accepted

Sep 14, 6:15 PM ET

Size

8.2 KB

Accession

0001214912-10-000063

Insider Transaction Report

Form 4
Period: 2010-09-13
Swatek Mark
DirectorCEO & Chairman of the Board
Transactions
  • Disposition from Tender

    Common Stock

    2010-09-13$11.00/sh21,978$241,75815,095 total
  • Disposition from Tender

    Common Stock

    2010-09-13$11.00/sh15,095$166,0450 total
  • Disposition from Tender

    Common Stock

    2010-09-13$11.00/sh103,306$1,136,36637,073 total
Footnotes (3)
  • [F1]This Restricted Stock Award, which provided for 3 year cliff vesting was accelerated upon merger close 9/13/2010.
  • [F2]This Restricted Stock Award, which provided for accelerated vesting based upon company performance, was accelerated pursuant to merger agreement close 9/13/2010.
  • [F3]All outstanding shares paid out at $11/share per Merger Transaction close 9-13-2010.

Issuer

SOUTHWEST WATER CO

CIK 0000092472

Entity typeother

Related Parties

1
  • filerCIK 0001363411

Filing Metadata

Form type
4
Filed
Sep 13, 8:00 PM ET
Accepted
Sep 14, 6:15 PM ET
Size
8.2 KB