4//SEC Filing
ZEE FRANCES B L 4
Accession 0001215154-03-000004
CIK 0001121302other
Filed
Nov 30, 7:00 PM ET
Accepted
Dec 1, 7:45 PM ET
Size
12.1 KB
Accession
0001215154-03-000004
Insider Transaction Report
Form 4
ZEE FRANCES B L
VP Regulatory Affairs
Transactions
- Sale
Common Stock
2003-11-26$28.76/sh−2,000$57,520→ 0 total
Holdings
- 66(indirect: By Spouse)
Common Stock
- 17,665
Employee Stock Option
Exercise: $14.34Exp: 2008-11-02→ Common Stock (17,665 underlying) - 148,883
Employee Stock Option
Exercise: $15.44Exp: 2010-12-14→ Common Stock (148,883 underlying) - 4,851
Employee Stock Option
Exercise: $12.99Exp: 2010-02-02→ Common Stock (4,851 underlying) - 621(indirect: By 401(k))
Common Stock
- 3,969
Employee Stock Option
Exercise: $13.49Exp: 2008-01-30→ Common Stock (3,969 underlying) - 3,898
Employee Stock Option
Exercise: $15.15Exp: 2009-01-27→ Common Stock (3,898 underlying) - 16(indirect: By daughter)
Common Stock
- 1,440
Employee Stock Option
Exercise: $8.69From: 2001-01-22Exp: 2007-01-22→ Common Stock (1,440 underlying)
Footnotes (8)
- [F1]The reporting person disclaims beneficial ownership of these securitites and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
- [F2]Includes any shares of common stock acquired under the 401(k) plan in transactions exempt from Section 16(b) pursuant to Rule 16b-3(c) since the date as of which information was given in the reporting person's most recent previous report. The number of shares in the plan attributable to any one participant varies with the price of the common stock. The information in this report is based on a plan statement dated as of September 30, 2003.
- [F3]On December 11, 2000 Apogent Technologies Inc. (f/k/a Sybron International Corporation) made a pro rata distribution to its shareholders of record as of November 30, 2000 of all of the outstanding shares of Common Stock of the Issuer (the "Spin-Off"). This option was issued as of 12/11/00 in connection with the Spin-Off in exchange for an option granted by Apogent Technologies Inc. on the same terms, except that the number of shares subject to the option and the exercise price per share were adjusted under a formula designed to preserve the aggregrate intrinsic value inherent in the Apogent option immediately prior to the Spin-Off.
- [F4]This option vests in four equal annual installments beginning January 30, 1999.
- [F5]This option vests in four equal annual installments beginning November 2, 1999.
- [F6]This option vests in four equal annual installments beginning January 27, 2000.
- [F7]This option vests in four equal annual installments beginning February 2, 2001.
- [F8]This option vests in four equal annual installments beginning December 14, 2001.
Documents
Issuer
SYBRON DENTAL SPECIALTIES INC
CIK 0001121302
Entity typeother
Related Parties
1- filerCIK 0001204143
Filing Metadata
- Form type
- 4
- Filed
- Nov 30, 7:00 PM ET
- Accepted
- Dec 1, 7:45 PM ET
- Size
- 12.1 KB