Home/Filings/4/0001217234-21-000136
4//SEC Filing

King Sasha 4

Accession 0001217234-21-000136

CIK 0001217234other

Filed

Jun 10, 8:00 PM ET

Accepted

Jun 11, 5:51 PM ET

Size

27.3 KB

Accession

0001217234-21-000136

Insider Transaction Report

Form 4
Period: 2021-06-09
King Sasha
Chief Commercial Officer
Transactions
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2021-06-09417625 total
    Exercise: $1.07Exp: 2027-06-09Common Stock (417 underlying)
  • Exercise/Conversion

    Common Stock

    2021-06-09$5.90/sh+2,500$14,75051,247 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2021-06-092,5005,833 total
    Exercise: $5.90Exp: 2027-10-27Common Stock (2,500 underlying)
  • Sale

    Common Stock

    2021-06-09$90.01/sh12,435$1,119,26340,139 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2021-06-093940 total
    Exercise: $1.00Exp: 2027-04-21Common Stock (394 underlying)
  • Exercise/Conversion

    Common Stock

    2021-06-09$6.31/sh+1,250$7,88752,497 total
  • Exercise/Conversion

    Common Stock

    2021-06-09$1.07/sh+417$44648,330 total
  • Exercise/Conversion

    Common Stock

    2021-06-09$1.00/sh+394$39447,913 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2021-06-091,2504,167 total
    Exercise: $6.31Exp: 2028-01-19Common Stock (1,250 underlying)
  • Exercise/Conversion

    Common Stock

    2021-06-09$24.35/sh+77$1,87552,574 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2021-06-097714,583 total
    Exercise: $12.24Exp: 2028-06-29Common Stock (77 underlying)
Footnotes (9)
  • [F1]The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.15, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
  • [F3]25% of the shares subject to the option vested on March 30, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
  • [F4]25% of the shares subject to the option vested on June 9, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
  • [F5]50% of the shares subject to the option vested on September 1, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
  • [F6]1/4th of the shares subject to the option vested on October 20, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
  • [F7]1/4th of the shares subject to the option vested on January 19, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.
  • [F8]1/4th of the shares subject to the option vested on June 1, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.
  • [F9]1/4th of the shares subject to the option shall vest on June 1, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter.

Issuer

CareDx, Inc.

CIK 0001217234

Entity typeother

Related Parties

1
  • filerCIK 0001721150

Filing Metadata

Form type
4
Filed
Jun 10, 8:00 PM ET
Accepted
Jun 11, 5:51 PM ET
Size
27.3 KB