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5//SEC Filing

SHAFRAN JOAN K 5

Accession 0001217398-13-000001

CIK 0000038067other
View on SEC.govCompany Profile

Filed

Mar 17, 8:00 PM ET

Accepted

Mar 18, 5:37 PM ET

Size

17.3 KB

Accession

0001217398-13-000001

Insider Transaction Report

Form 5
Period: 2013-01-31
FOREST CITY ENTERPRISES INCFCEA/FCEB
SHAFRAN JOAN K
Director10% Owner
Transactions
  • Other

    Class A Common Stock

    2012-12-18+6,750→ 149,050 total(indirect: See footnote)
  • Other

    Class A Common Stock

    2012-12-18−13,500→ 354 total(indirect: See footnote)
Holdings

  • Class B Common - Convertible

    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (1,879,908 underlying)
    1,879,908

  • Class A Common Stock

    (indirect: See footnote)
    8,920

  • Class A Common Stock

    (indirect: See footnote)
    37,156

  • Class A Common Stock

    (indirect: See footnote)
    7,468

  • Class A Common Stock

    (indirect: See footnote)
    720

  • Class B Common - Convertible

    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (900 underlying)
    900

  • Class B Common - Convertible

    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (13,500 underlying)
    13,500

  • Class A Common Stock

    33,617
Footnotes (12)
  • [F1]Held Indirect - by Powell Partners, of which Ms. Shafran is a general partner. Chagne in shave value due to distribution and release of shares. 6,750 went to Paula Shafran Krulak sister, and 6,750 went to Joan Shafran. Joan's shares were moved to Joan Shafran account. See footnote #5.
  • [F10]Held Indirect - Powell Partners.
  • [F11]Stocks are convertible from Class B Common to Class A Common on a 1-for-1 basis.
  • [F12]Immediate - stocks are convertible at any time, there is no fixed exercisable date or expiration date.
  • [F2]Faynne Shafran GST Trust - Joan Shafran and Joseph Shafran are Trustees, they have no beneficial interest. Change in share value due to a regular distribution to the beneficiary.
  • [F3]Nathan Shafran GST Trust - Joan Shafran and Joseph Shafran are Trustees, they have no beneficial interest. Change in share value due to a regular distribution to the beneficiary.
  • [F4]Held by directly by Joan Shafran in a street account with Wells Fargo.
  • [F5]Joan Shafran, Trustee - held in street account with Raymond James. Chagne in shave value due to distribution and release of shares. 6,750 went to Joan Shafran and despoited in this account.
  • [F6]Held Indirect by The Berimore Company (a general partnership). Joan Shafran is a general partner along with siblings, Joseph Shafran and Paula Krulak.
  • [F7]Joan Shfaran GRIT dated 8/01/2007. Joan Shafran recieves income from the shares but has no beneficial interest; Joan Shafran serves as a Trustee for the trust.
  • [F8]Held Indirect - General Partner of RMS, Ltd.
  • [F9]Held Indirect - Held by The Berimore Company as a limited partner of RMS, Ltd. Joan Shafran is a general partner of The Berimore Company along with siblings, Joseph Shafran and Paula Krulak.

Documents

2 files

Issuer

FOREST CITY ENTERPRISES INC

CIK 0000038067

→
Entity typeother

Related Parties

1
  • filerCIK 0001217398

Filing Metadata

Form type
5
Filed
Mar 17, 8:00 PM ET
Accepted
Mar 18, 5:37 PM ET
Size
17.3 KB
View on SEC.gov