SHAFRAN JOSEPH M 4

Accession 0001217399-09-000004

CIK 0000038067other

View on SEC.gov Company Profile

Filed

Sep 15, 8:00 PM ET

Accepted

Sep 16, 3:31 PM ET

Size

48.1 KB

Accession

0001217399-09-000004

Insider Transaction Report

Form 4

Period: 2009-09-14

FOREST CITY ENTERPRISES INCFCEA/FCEB

SHAFRAN JOSEPH M

10% Owner

Transactions

Sale
Class A Common Stock
2009-09-14$11.38/sh−2,300$26,174→ 46,900 total
Sale
Class A Common Stock
2009-09-14$11.50/sh−3,187$36,651→ 30,527 total
Sale
Class A Common Stock
2009-09-14$11.52/sh−1,820$20,966→ 24,984 total
Sale
Class A Common Stock
2009-09-14$11.34/sh−100$1,134→ 49,500 total
Sale
Class A Common Stock
2009-09-14$11.39/sh−800$9,112→ 46,100 total
Sale
Class A Common Stock
2009-09-14$11.46/sh−1,300$14,898→ 40,037 total
Sale
Class A Common Stock
2009-09-14$11.48/sh−4,437$50,937→ 35,002 total
Sale
Class A Common Stock
2009-09-14$11.49/sh−1,288$14,799→ 33,714 total
Sale
Class A Common Stock
2009-09-14$11.33/sh−300$3,399→ 49,600 total
Sale
Class A Common Stock
2009-09-14$11.41/sh−1,200$13,692→ 44,381 total
Sale
Class A Common Stock
2009-09-14$11.44/sh−1,000$11,440→ 42,200 total
Sale
Class A Common Stock
2009-09-14$11.51/sh−3,723$42,852→ 26,804 total
Sale
Class A Common Stock
2009-09-14$11.32/sh−100$1,132→ 49,900 total
Sale
Class A Common Stock
2009-09-14$11.37/sh−300$3,411→ 49,200 total
Sale
Class A Common Stock
2009-09-14$11.40/sh−519$5,917→ 45,581 total
Sale
Class A Common Stock
2009-09-14$11.42/sh−181$2,067→ 44,200 total
Sale
Class A Common Stock
2009-09-14$11.43/sh−1,000$11,430→ 43,200 total
Sale
Class A Common Stock
2009-09-14$11.45/sh−863$9,881→ 41,337 total
Sale
Class A Common Stock
2009-09-14$11.47/sh−598$6,859→ 39,439 total

Holdings

Class A Common Stock
203,465
Class A Common Stock
(indirect: See footnote)
12,264
Class A Common Stock
(indirect: See footnote)
13,269
Class A Common Stock
(indirect: See footnote)
1,263
Class A Common
(indirect: See footnote)
61,220
Class B Common - Convertible
(indirect: See footnote)
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (900 underlying)
900
Class A Common Stock
(indirect: See footnote)
354
Class A Common Stock
(indirect: See footnote)
1,692
Class A Common Stock
(indirect: See footnote)
10,812
Class A Common Stock
58,864
Class A Common
(indirect: See footnote)
48,000
Class B Common - Convertible
(indirect: See foot note)
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (13,500 underlying)
13,500
Class A Common Stock
(indirect: See footnote)
222,473
Class B Common - Convertible
(indirect: See footnote)
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (2,579,008 underlying)
2,579,008

Footnotes (17)

[F1]Held Indirect - by Powell Partners of which Mr. Shafran is a general partner.
[F10]Joseph Shafran Family TR (Joseph Shafran, trustee).
[F11]Joseph Shafran Irr TR (Joan K. Shafran, trustee).
[F12]Paran Equities, LLC - shares are held at Stifle Nicolaus. Mr. Shafran retains beneficial interest.
[F13]Held as General Partner of RMS, Ltd.
[F14]Held Indirect - Held by The Berimore Company as a limited partner of RMS, Ltd.
[F15]Held Indirect - Powell Partners of which Mr. Shafran is a general partner.
[F16]Stocks are convertible from Class B Common to Class A Common on a 1-for-1 basis.
[F17]Immediate - stocks are convertible at any time, there is no fixed exercisable date or expiration date.
[F2]Shares are held in an account with First Merit.
[F3]Shares are held in an account with JP Morgan - Chase.
[F4]Held by spouse Marla Shafran
[F5]Faynne Shafran GST Trust - Joan Shafran and Joseph Shafran are Trustees, they have no beneficial interest. Change in share bvalue due to a regular distribution to the beneficiary.
[F6]Nathan Shafran GST Trust - Joan Shafran and Joseph Shafran are Trustees, they have no beneficial interest. Change in share bvalue due to a regular distribution to the beneficiary.
[F7]The Joseph Shafran Trust, Spouse is Trustee, his children are the benficiaries.
[F8]Held Indirect by The Berimore Company (a general partnership). Jospeh Shafran is a general partner along with his sisters, Joan Shafran and Paula Krulak. Partnership distributed 50,000 shares to Joseph Shafran.
[F9]Shares are held in a street account with Stifle Nicolaus brokerage firm.

Documents

2 files

Issuer

FOREST CITY ENTERPRISES INC

CIK 0000038067

→

Entity typeother

Related Parties

filerCIK 0001217399

Filing Metadata

Form type: 4
Filed: Sep 15, 8:00 PM ET
Accepted: Sep 16, 3:31 PM ET
Size: 48.1 KB

View on SEC.gov