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4//SEC Filing

SHAFRAN JOSEPH M 4

Accession 0001217399-09-000005

CIK 0000038067other
View on SEC.govCompany Profile

Filed

Sep 15, 8:00 PM ET

Accepted

Sep 16, 5:19 PM ET

Size

43.5 KB

Accession

0001217399-09-000005

Insider Transaction Report

Form 4
Period: 2009-09-14
FOREST CITY ENTERPRISES INCFCEA/FCEB
SHAFRAN JOSEPH M
10% Owner
Transactions
  • Sale

    Class A Common Stock

    2009-09-14$11.64/sh−438$5,098→ 9,018 total
  • Sale

    Class A Common Stock

    2009-09-14$11.53/sh−784$9,040→ 24,200 total
  • Sale

    Class A Common Stock

    2009-09-14$11.55/sh−300$3,465→ 22,200 total
  • Sale

    Class A Common Stock

    2009-09-14$11.63/sh−1,814$21,097→ 9,456 total
  • Sale

    Class A Common Stock

    2009-09-14$11.67/sh−1,000$11,670→ 5,995 total
  • Sale

    Class A Common Stock

    2009-09-14$11.65/sh−1,147$13,363→ 7,871 total
  • Sale

    Class A Common Stock

    2009-09-14$11.68/sh−995$11,622→ 5,000 total
  • Sale

    Class A Common Stock

    2009-09-14$11.54/sh−1,700$19,618→ 22,500 total
  • Sale

    Class A Common Stock

    2009-09-14$11.56/sh−39$451→ 22,161 total
  • Sale

    Class A Common Stock

    2009-09-14$11.58/sh−1,100$12,738→ 20,961 total
  • Sale

    Class A Common Stock

    2009-09-14$11.60/sh−2,691$31,216→ 15,755 total
  • Sale

    Class A Common Stock

    2009-09-14$11.62/sh−3,700$42,994→ 11,270 total
  • Sale

    Class A Common Stock

    2009-09-14$11.57/sh−100$1,157→ 22,061 total
  • Sale

    Class A Common Stock

    2009-09-14$11.59/sh−2,515$29,149→ 18,446 total
  • Sale

    Class A Common Stock

    2009-09-14$11.61/sh−785$9,114→ 14,970 total
  • Sale

    Class A Common Stock

    2009-09-14$11.66/sh−876$10,214→ 6,995 total
Holdings

  • Class A Common Stock

    203,465

  • Class A Common Stock

    (indirect: See footnote)
    1,692

  • Class A Common Stock

    (indirect: See footnote)
    10,812

  • Class A Common Stock

    (indirect: See footnote)
    222,473

  • Class A Common Stock

    (indirect: See footnote)
    354

  • Class A Common

    (indirect: See footnote)
    61,220

  • Class A Common Stock

    (indirect: See footnote)
    1,263

  • Class B Common - Convertible

    (indirect: See footnote)
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (2,579,008 underlying)
    2,579,008

  • Class B Common - Convertible

    (indirect: See foot note)
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (13,500 underlying)
    13,500

  • Class A Common

    (indirect: See footnote)
    48,000

  • Class A Common Stock

    58,864

  • Class A Common Stock

    (indirect: See footnote)
    12,264

  • Class A Common Stock

    (indirect: See footnote)
    13,269

  • Class B Common - Convertible

    (indirect: See footnote)
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (900 underlying)
    900
Footnotes (17)
  • [F1]Held Indirect - by Powell Partners of which Mr. Shafran is a general partner.
  • [F10]Joseph Shafran Family TR (Joseph Shafran, trustee).
  • [F11]Joseph Shafran Irr TR (Joan K. Shafran, trustee).
  • [F12]Paran Equities, LLC - shares are held at Stifle Nicolaus. Mr. Shafran retains beneficial interest.
  • [F13]Held as General Partner of RMS, Ltd.
  • [F14]Held Indirect - Held by The Berimore Company as a limited partner of RMS, Ltd.
  • [F15]Held Indirect - Powell Partners of which Mr. Shafran is a general partner.
  • [F16]Stocks are convertible from Class B Common to Class A Common on a 1-for-1 basis.
  • [F17]Immediate - stocks are convertible at any time, there is no fixed exercisable date or expiration date.
  • [F2]Shares are held in an account with First Merit.
  • [F3]Shares are held in an account with JP Morgan - Chase.
  • [F4]Held by spouse Marla Shafran
  • [F5]Faynne Shafran GST Trust - Joan Shafran and Joseph Shafran are Trustees, they have no beneficial interest. Change in share bvalue due to a regular distribution to the beneficiary.
  • [F6]Nathan Shafran GST Trust - Joan Shafran and Joseph Shafran are Trustees, they have no beneficial interest. Change in share bvalue due to a regular distribution to the beneficiary.
  • [F7]The Joseph Shafran Trust, Spouse is Trustee, his children are the benficiaries.
  • [F8]Held Indirect by The Berimore Company (a general partnership). Jospeh Shafran is a general partner along with his sisters, Joan Shafran and Paula Krulak. Partnership distributed 50,000 shares to Joseph Shafran.
  • [F9]Shares are held in a street account with Stifle Nicolaus brokerage firm.

Documents

2 files

Issuer

FOREST CITY ENTERPRISES INC

CIK 0000038067

→
Entity typeother

Related Parties

1
  • filerCIK 0001217399

Filing Metadata

Form type
4
Filed
Sep 15, 8:00 PM ET
Accepted
Sep 16, 5:19 PM ET
Size
43.5 KB
View on SEC.gov