4//SEC Filing
STOKES LOUIS 4
Accession 0001217400-09-000002
CIK 0000038067other
Filed
Dec 29, 7:00 PM ET
Accepted
Dec 30, 4:46 PM ET
Size
21.2 KB
Accession
0001217400-09-000002
Insider Transaction Report
Form 4
FOREST CITY ENTERPRISES INCFCEA/FCEB
STOKES LOUIS
Director
Transactions
- Gift
Class A Common Stock
2008-09-30−3,000→ 7,485 total - Gift
Class A Common Stock
2008-09-30+3,000→ 3,000 total(indirect: See footnote) - Sale
Class A Common Stock
2009-12-28$12.98/sh−200$2,595→ 7,285 total - Award
2009 Stock Option Grant (right to buy)
2009-04-21+10,966→ 10,966 totalExercise: $7.80From: 2010-04-21Exp: 2019-04-21→ Class A Common (10,966 underlying)
Holdings
- 10,800
2005 Stock Option Grant (right to buy)
Exercise: $31.75From: 2007-04-06Exp: 2015-04-06→ Class A Common (10,800 underlying) - 10,800
2007 Stock Option Grant (right to buy)
Exercise: $65.35From: 2009-03-29Exp: 2017-03-29→ Class A Common (10,800 underlying) - 1,769
Class A Common Stock
- 3,727.986
Class A Common Stock
- 21,600
2001 Stock Option Grant (right to buy)
Exercise: $14.27From: 2003-03-08Exp: 2011-03-08→ Class A Common (21,600 underlying) - 21,600
2003 Stock Option Grant (right to buy)
Exercise: $15.50From: 2005-03-17Exp: 2013-03-17→ Class A Common (21,600 underlying) - 10,800
2006 Stock Option Grant (right to buy)
Exercise: $46.37From: 2008-04-04Exp: 2016-04-04→ Class A Common (10,800 underlying)
Footnotes (11)
- [F1]Shares that were acquired under the Forest City Enterprises, Inc. - Stock Purchase Plan.
- [F10]2009 Stock Option Grant - 33.33% exercisable 4/21/2010; 33.33% exercisable 4/21/2011; and 33.33% exercisable 4/21/2012.
- [F11]Shares were gifted to spouse 9/30/08.
- [F2]Shares held in street account with Smith Barney.
- [F3]Shares held by spouse in street account with Smith Barney.
- [F4]2008 Restricted Stock Grant - 33.33% vest on 4/07/2009; 33.33% vest on 4/07/2010; and 33.33 vest on 4/07/2011.
- [F5]2001 Stock Option Grant - 25% exercisable on 3/08/2003; 25% exercisable on 3/08/2004; and 50% exercisable on 3/08/2005.
- [F6]2003 Stock Option Grant - 25% exercisable on 3/17/2005; 25% exercisable on 3/17/2006; and 50% exersicable on 3/17/2007.
- [F7]2005 Stock Option Grant - 25% exercisable on 4/06/2007; 25% exercisable on 4/06/2008; and 50% exersicable on 4/06/2009.
- [F8]2006 Stock Option Grant - 25% exercisable on 4/04/2008; 25% exercisable on 4/04/2009; and 50% exersicable on 4/04/2010.
- [F9]2007 Stock Option Grant - 25% exercisable on 3/29/2009; 25% exercisable on 3/29/2010; and 50% exercisable on 3/29/2011.
Issuer
FOREST CITY ENTERPRISES INC
CIK 0000038067
Entity typeother
Related Parties
1- filerCIK 0001217400
Filing Metadata
- Form type
- 4
- Filed
- Dec 29, 7:00 PM ET
- Accepted
- Dec 30, 4:46 PM ET
- Size
- 21.2 KB