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4//SEC Filing

STOKES LOUIS 4

Accession 0001217400-09-000002

CIK 0000038067other

Filed

Dec 29, 7:00 PM ET

Accepted

Dec 30, 4:46 PM ET

Size

21.2 KB

Accession

0001217400-09-000002

Insider Transaction Report

Form 4
Period: 2008-09-30
STOKES LOUIS
Director
Transactions
  • Gift

    Class A Common Stock

    2008-09-303,0007,485 total
  • Gift

    Class A Common Stock

    2008-09-30+3,0003,000 total(indirect: See footnote)
  • Sale

    Class A Common Stock

    2009-12-28$12.98/sh200$2,5957,285 total
  • Award

    2009 Stock Option Grant (right to buy)

    2009-04-21+10,96610,966 total
    Exercise: $7.80From: 2010-04-21Exp: 2019-04-21Class A Common (10,966 underlying)
Holdings
  • 2005 Stock Option Grant (right to buy)

    Exercise: $31.75From: 2007-04-06Exp: 2015-04-06Class A Common (10,800 underlying)
    10,800
  • 2007 Stock Option Grant (right to buy)

    Exercise: $65.35From: 2009-03-29Exp: 2017-03-29Class A Common (10,800 underlying)
    10,800
  • Class A Common Stock

    1,769
  • Class A Common Stock

    3,727.986
  • 2001 Stock Option Grant (right to buy)

    Exercise: $14.27From: 2003-03-08Exp: 2011-03-08Class A Common (21,600 underlying)
    21,600
  • 2003 Stock Option Grant (right to buy)

    Exercise: $15.50From: 2005-03-17Exp: 2013-03-17Class A Common (21,600 underlying)
    21,600
  • 2006 Stock Option Grant (right to buy)

    Exercise: $46.37From: 2008-04-04Exp: 2016-04-04Class A Common (10,800 underlying)
    10,800
Footnotes (11)
  • [F1]Shares that were acquired under the Forest City Enterprises, Inc. - Stock Purchase Plan.
  • [F10]2009 Stock Option Grant - 33.33% exercisable 4/21/2010; 33.33% exercisable 4/21/2011; and 33.33% exercisable 4/21/2012.
  • [F11]Shares were gifted to spouse 9/30/08.
  • [F2]Shares held in street account with Smith Barney.
  • [F3]Shares held by spouse in street account with Smith Barney.
  • [F4]2008 Restricted Stock Grant - 33.33% vest on 4/07/2009; 33.33% vest on 4/07/2010; and 33.33 vest on 4/07/2011.
  • [F5]2001 Stock Option Grant - 25% exercisable on 3/08/2003; 25% exercisable on 3/08/2004; and 50% exercisable on 3/08/2005.
  • [F6]2003 Stock Option Grant - 25% exercisable on 3/17/2005; 25% exercisable on 3/17/2006; and 50% exersicable on 3/17/2007.
  • [F7]2005 Stock Option Grant - 25% exercisable on 4/06/2007; 25% exercisable on 4/06/2008; and 50% exersicable on 4/06/2009.
  • [F8]2006 Stock Option Grant - 25% exercisable on 4/04/2008; 25% exercisable on 4/04/2009; and 50% exersicable on 4/04/2010.
  • [F9]2007 Stock Option Grant - 25% exercisable on 3/29/2009; 25% exercisable on 3/29/2010; and 50% exercisable on 3/29/2011.

Issuer

FOREST CITY ENTERPRISES INC

CIK 0000038067

Entity typeother

Related Parties

1
  • filerCIK 0001217400

Filing Metadata

Form type
4
Filed
Dec 29, 7:00 PM ET
Accepted
Dec 30, 4:46 PM ET
Size
21.2 KB