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STOKES LOUIS 4

Accession 0001217400-11-000001

CIK 0000038067other
View on SEC.govCompany Profile

Filed

Jan 12, 7:00 PM ET

Accepted

Jan 13, 12:23 PM ET

Size

21.1 KB

Accession

0001217400-11-000001

Insider Transaction Report

Form 4
Period: 2011-01-13
FOREST CITY ENTERPRISES INCFCEA/FCEB
STOKES LOUIS
Director
Transactions
  • Exercise/Conversion

    Class A Common Stock

    2011-01-13$14.27/sh+21,600$308,167→ 29,770 total
  • Exercise/Conversion

    2001 Stock Option Grant (right to buy)

    2011-01-13−21,600→ 0 total
    Exercise: $14.27From: 2003-03-08Exp: 2011-03-08→ Class A Common (21,600 underlying)
  • Sale

    Class A Common Stock

    2011-01-13$16.34/sh−21,600$352,944→ 8,170 total
Holdings

  • Class A Common Stock

    3,727.986

  • Class A Common Stock

    5,034

  • 2005 Stock Option Grant (right to buy)

    Exercise: $31.75From: 2007-04-06Exp: 2015-04-06→ Class A Common (10,800 underlying)
    10,800

  • 2006 Stock Option Grant (right to buy)

    Exercise: $46.37From: 2008-04-04Exp: 2016-04-04→ Class A Common (10,800 underlying)
    10,800

  • 2009 Stock Option Grant (right to buy)

    Exercise: $7.80From: 2010-04-21Exp: 2019-04-21→ Class A Common (10,966 underlying)
    10,966

  • Class A Common Stock

    (indirect: See footnote)
    3,000

  • Class A Common Stock

    885

  • 2003 Stock Option Grant (right to buy)

    Exercise: $15.50From: 2005-03-17Exp: 2013-03-17→ Class A Common (21,600 underlying)
    21,600

  • 2007 Stock Option Grant (right to buy)

    Exercise: $65.35From: 2009-03-29Exp: 2017-03-29→ Class A Common (10,800 underlying)
    10,800
Footnotes (11)
  • [F1]Shares that were acquired under the Forest City Enterprises, Inc. - Stock Purchase Plan.
  • [F10]2007 Stock Option Grant - 25% exercisable on 3/29/2009; 25% exercisable on 3/29/2010; and 50% exercisable on 3/29/2011.
  • [F11]2009 Stock Option Grant - 33.33% exercisable 4/21/2010; 33.33% exercisable 4/21/2011; and 33.33% exercisable 4/21/2012.
  • [F2]Shares held in street account with Smith Barney.
  • [F3]Shares held by spouse in street account with Smith Barney.
  • [F4]2008 Restricted Stock Grant - 33.33% vest on 4/07/2009; 33.33% vest on 4/07/2010; and 33.33% vest on 4/07/2011.
  • [F5]2010 Restricted Stock Grant - 33.33% vest on 4/14/2011; 33.33% vest on 4/14/2012; and 33.33% vest on 4/14/2013.
  • [F6]2001 Stock Option Grant - 25% exercisable on 3/08/2003; 25% exercisable on 3/08/2004; and 50% exercisable on 3/08/2005.
  • [F7]2003 Stock Option Grant - 25% exercisable on 3/17/2005; 25% exercisable on 3/17/2006; and 50% exersicable on 3/17/2007.
  • [F8]2005 Stock Option Grant - 25% exercisable on 4/06/2007; 25% exercisable on 4/06/2008; and 50% exersicable on 4/06/2009.
  • [F9]2006 Stock Option Grant - 25% exercisable on 4/04/2008; 25% exercisable on 4/04/2009; and 50% exersicable on 4/04/2010.

Documents

2 files

Issuer

FOREST CITY ENTERPRISES INC

CIK 0000038067

→
Entity typeother

Related Parties

1
  • filerCIK 0001217400

Filing Metadata

Form type
4
Filed
Jan 12, 7:00 PM ET
Accepted
Jan 13, 12:23 PM ET
Size
21.1 KB
View on SEC.gov