4//SEC Filing
STOKES LOUIS 4
Accession 0001217400-11-000002
CIK 0000038067other
Filed
Apr 14, 8:00 PM ET
Accepted
Apr 15, 4:46 PM ET
Size
16.9 KB
Accession
0001217400-11-000002
Insider Transaction Report
Form 4
FOREST CITY ENTERPRISES INCFCEA/FCEB
STOKES LOUIS
Director
Transactions
- Award
Class A Common Stock
2011-04-13+5,643→ 5,643 total
Holdings
- 10,966
2009 Stock Option Grant (right to buy)
Exercise: $7.80From: 2010-04-21Exp: 2019-04-21→ Class A Common (10,966 underlying) - 3,356
Class A Common Stock
- 21,600
2003 Stock Option Grant (right to buy)
Exercise: $15.50From: 2005-03-17Exp: 2013-03-17→ Class A Common (21,600 underlying) - 10,733
Class A Common Stock
- 10,800
2005 Stock Option Grant (right to buy)
Exercise: $31.75From: 2007-04-06Exp: 2015-04-06→ Class A Common (10,800 underlying) - 10,800
2007 Stock Option Grant (right to buy)
Exercise: $65.35From: 2009-03-29Exp: 2017-03-29→ Class A Common (10,800 underlying) - 3,727.986
Class A Common Stock
- 3,000(indirect: See footnote)
Class A Common Stock
- 10,800
2006 Stock Option Grant (right to buy)
Exercise: $46.37From: 2008-04-04Exp: 2016-04-04→ Class A Common (10,800 underlying)
Footnotes (10)
- [F1]Shares that were acquired under the Forest City Enterprises, Inc. - Stock Purchase Plan.
- [F10]2009 Stock Option Grant - 33.33% exercisable 4/21/2010; 33.33% exercisable 4/21/2011; and 33.33% exercisable 4/21/2012.
- [F2]Shares are held in street account. 885 restricted shares that vested on 4/07/11 were moved this account. 1,678 restricted shares that vested on 4/14/2011 were moved to this account.
- [F3]Shares held by spouse in street account with Smith Barney.
- [F4]2010 Restricted Stock Grant - 33.33% vest on 4/14/2011; 33.33% vest on 4/14/2012; and 33.33% vest on 4/14/2013.
- [F5]2011 Restricted Stock Grant - 33.33% vest on 4/13/2012; 33.33% vest on 4/13/2013; and 33.33% vest on 4/13/2014.
- [F6]2003 Stock Option Grant - 25% exercisable on 3/17/2005; 25% exercisable on 3/17/2006; and 50% exersicable on 3/17/2007.
- [F7]2005 Stock Option Grant - 25% exercisable on 4/06/2007; 25% exercisable on 4/06/2008; and 50% exersicable on 4/06/2009.
- [F8]2006 Stock Option Grant - 25% exercisable on 4/04/2008; 25% exercisable on 4/04/2009; and 50% exersicable on 4/04/2010.
- [F9]2007 Stock Option Grant - 25% exercisable on 3/29/2009; 25% exercisable on 3/29/2010; and 50% exercisable on 3/29/2011.
Issuer
FOREST CITY ENTERPRISES INC
CIK 0000038067
Entity typeother
Related Parties
1- filerCIK 0001217400
Filing Metadata
- Form type
- 4
- Filed
- Apr 14, 8:00 PM ET
- Accepted
- Apr 15, 4:46 PM ET
- Size
- 16.9 KB