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5//SEC Filing

FOREST CITY ENTERPRISES INC 5

Accession 0001217406-14-000001

CIK 0000038067operating
View on SEC.govCompany Profile

Filed

Feb 13, 7:00 PM ET

Accepted

Feb 14, 2:50 PM ET

Size

21.9 KB

Accession

0001217406-14-000001

Insider Transaction Report

Form 5
Period: 2013-12-31
FOREST CITY ENTERPRISES INCFCEA/FCEB
ROSS STAN
Director
Transactions
  • Gift

    Class A Common Stock

    2013-10-02−1,704→ 42,185 total
Holdings

  • Class A Common Stock

    1,411

  • Class A Common Stock

    2,840

  • 2005 Stock Option Grant (right to buy)

    Exercise: $31.75From: 2007-04-06Exp: 2015-04-06→ Class A Common (10,800 underlying)
    10,800

  • 2006 Stock Option Grant (right to buy)

    Exercise: $46.37From: 2008-04-04Exp: 2015-04-06→ Class A Common (10,800 underlying)
    10,800

  • 2007 Stock Option Grant (right to buy)

    Exercise: $65.35From: 2009-03-29Exp: 2017-03-29→ Class A Common (10,800 underlying)
    10,800

  • 2010 Stock Option Grant (right to buy)

    Exercise: $15.89From: 2011-04-14Exp: 2020-04-14→ Class A Common (2,001 underlying)
    2,001

  • 2011 Stock Option Grant (right to buy)

    Exercise: $17.72From: 2012-04-13Exp: 2021-04-13→ Class A Common (2,231 underlying)
    2,231

  • 2012 Stock Option Grant (right to buy)

    Exercise: $14.74From: 2013-04-11Exp: 2022-04-11→ Class A Common (10,825 underlying)
    10,825

  • 2013 Stock Option Grant (right to buy)

    Exercise: $17.60From: 2014-04-08Exp: 2023-04-08→ Class A Common (4,557 underlying)
    4,557

  • Phantom Stock Dividend Equivalent Rights

    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Class A Common (12,381.56 underlying)
    12,381.56

  • 2008 Stock Option Grant (right to buy)

    Exercise: $37.68From: 2009-04-07Exp: 2018-04-07→ Class A Common (5,319 underlying)
    5,319
Footnotes (14)
  • [F1]2011 Restricted Stock Grant - 33.33% vest on 4/13/2012; 33.33% vest on 4/13/2013; and 33.33% vest on 4/13/2014.
  • [F10]2012 Stock Option Grant - 33.33% exercisable 4/11/2013; 33.33% exercisable 4/11/2014; and 33.33% exercisable 4/11/2015.
  • [F11]2013 Stock Option Grant - 33.33% exercisable 4/08/2014; 33.33% exercisable 4/08/2015; and 33.33% exercisable 4/08/2016.
  • [F12]Exercisable at retirement, termination, death or disability.
  • [F13]No present expiration date.
  • [F14]Phantom Stock - 1-for-1 - Deferred compensation plan contributions. Plan requires participants to make a annual defined election. Mr. Ross is currently not contributing to the Plan.
  • [F2]2013 Restricted Stock Grant - 33.33% vest on 4/08/2014; 33.33% vest on 4/08/2015; and 33.33% vest on 4/08/2016.
  • [F3]Shares held direct in street account.
  • [F4]2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
  • [F5]2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
  • [F6]2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
  • [F7]2008 Stock Option Grant - 33.33% exercisable 4/07/2009; 33.33% exercisable 4/07/2010; and 33.33% exercisable 4/07/2011.
  • [F8]2010 Stock Option Grant - 33.33% exercisable 4/14/2011; 33.33% exercisable 4/14/2012; and 33.33% exercisable 4/14/2013.
  • [F9]2011 Stock Option Grant - 33.33% exercisable 4/13/2012; 33.33% exercisable 4/13/2013; and 33.33% exercisable 4/13/2014.

Documents

2 files

Issuer

FOREST CITY ENTERPRISES INC

CIK 0000038067

→
Entity typeoperating
IncorporatedOH

Related Parties

1
  • filerCIK 0000038067

Filing Metadata

Form type
5
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 2:50 PM ET
Size
21.9 KB
View on SEC.gov