Home/Filings/4/0001217406-16-000004
4//SEC Filing

Forest City Realty Trust, Inc. 4

Accession 0001217406-16-000004

CIK 0001647509operating

Filed

Mar 24, 8:00 PM ET

Accepted

Mar 25, 3:10 PM ET

Size

26.3 KB

Accession

0001217406-16-000004

Insider Transaction Report

Form 4
Period: 2016-03-23
ROSS STAN
Director
Transactions
  • Award

    2016 Stock Option Grant (right to buy)

    2016-03-23+12,51012,510 total
    Exercise: $20.94From: 2017-03-23Exp: 2026-03-23Class A Common (12,510 underlying)
  • Award

    Class A Common Stock

    2016-03-23+2,9842,984 total
Holdings
  • 2006 Stock Option Grant (right to buy)

    Exercise: $46.37From: 2008-04-04Exp: 2016-04-04Class A Common (10,800 underlying)
    10,800
  • 2010 Stock Option Grant (right to buy)

    Exercise: $15.89From: 2011-04-14Exp: 2020-04-14Class A Common (2,001 underlying)
    2,001
  • Phantom Stock Dividend Equivalent Rights

    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08Class A Common (12,381.56 underlying)
    12,471.854
  • 2007 Stock Option Grant (right to buy)

    Exercise: $65.35From: 2009-03-29Exp: 2017-03-29Class A Common (10,800 underlying)
    10,800
  • 2012 Stock Option Grant (right to buy)

    Exercise: $14.74From: 2013-04-11Exp: 2022-04-11Class A Common (6,625 underlying)
    6,625
  • 2015 Stock Option Grant (right to buy)

    Exercise: $24.62From: 2016-03-26Exp: 2025-03-26Class A Common (7,060 underlying)
    7,060
  • Class A Common Stock

    2,233
  • Class A Common Stock

    48,695
  • 2008 Stock Option Grant (right to buy)

    Exercise: $37.68From: 2009-04-07Exp: 2018-04-07Class A Common (5,319 underlying)
    5,319
  • 2011 Stock Option Grant (right to buy)

    Exercise: $17.72From: 2012-04-13Exp: 2021-04-13Class A Common (2,231 underlying)
    2,231
  • 2013 Stock Option Grant (right to buy)

    Exercise: $17.60From: 2014-04-08Exp: 2023-04-08Class A Common (4,557 underlying)
    4,557
  • 2014 Stock Option Grant (right to buy)

    Exercise: $18.73From: 2015-03-28Exp: 2024-03-28Class A Common (4,743 underlying)
    4,743
  • Class A Common Stock

    947
Footnotes (17)
  • [F1]2013 Restricted Stock Grant - 33.33% vest on 4/08/2014; 33.33% vest on 4/08/2015; and 33.33% vest on 4/08/2016.
  • [F10]2012 Stock Option Grant - 33.33% exercisable 4/11/2013; 33.33% exercisable 4/11/2014; and 33.33% exercisable 4/11/2015.
  • [F11]2013 Stock Option Grant - 33.33% exercisable 4/08/2014; 33.33% exercisable 4/08/2015; and 33.33% exercisable 4/08/2016.
  • [F12]2014 Stock Option Grant - 100% exercisable 3/28/2015.
  • [F13]2015 Stock Option Grant - 100% exercisable 3/26/2016.
  • [F14]2016 Stock Option Grant - 100% exercisable 3/23/2017.
  • [F15]Exercisable at retirement, termination, death or disability.
  • [F16]No present expiration date.
  • [F17]Phantom Stock - 1-for-1 - Deferred compensation plan contributions. Plan requires participants to make a annual defined election. Mr. Ross is currently not contributing to the Plan.
  • [F2]2015 Restricted Stock Grant - 100% vest on 3/26/2016.
  • [F3]2016 Restricted Stock Grant - 100% vest on 3/23/2017.
  • [F4]Shares held direct in street account.
  • [F5]2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
  • [F6]2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
  • [F7]2008 Stock Option Grant - 33.33% exercisable 4/07/2009; 33.33% exercisable 4/07/2010; and 33.33% exercisable 4/07/2011.
  • [F8]2010 Stock Option Grant - 33.33% exercisable 4/14/2011; 33.33% exercisable 4/14/2012; and 33.33% exercisable 4/14/2013.
  • [F9]2011 Stock Option Grant - 33.33% exercisable 4/13/2012; 33.33% exercisable 4/13/2013; and 33.33% exercisable 4/13/2014.

Issuer

Forest City Realty Trust, Inc.

CIK 0001647509

Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0001647509

Filing Metadata

Form type
4
Filed
Mar 24, 8:00 PM ET
Accepted
Mar 25, 3:10 PM ET
Size
26.3 KB