Forest City Realty Trust, Inc. 4

Accession 0001217406-17-000004

CIK 0001647509operating

View on SEC.gov Company Profile

Filed

Jun 28, 8:00 PM ET

Accepted

Jun 29, 6:38 PM ET

Size

25.9 KB

Accession

0001217406-17-000004

Insider Transaction Report

Form 4

Period: 2017-06-28

Forest City Realty Trust, Inc.FCEA/FCEB

ROSS STAN

Director

Transactions

Exercise/Conversion
Phantom Stock Dividend Equivalent Rights
2017-06-28−12,674→ 0 total
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Class A Common (12,674.162 underlying)
Award
Class A Common Stock
2017-03-24+5,726→ 5,726 total
Exercise/Conversion
Class A Common Stock
2017-06-28+12,674→ 67,533 total

Holdings

2014 Stock Option Grant (right to buy)
Exercise: $18.73From: 2015-03-28Exp: 2024-03-28→ Class A Common (4,743 underlying)
4,743
2010 Stock Option Grant (right to buy)
Exercise: $15.89From: 2011-04-14Exp: 2020-04-14→ Class A Common (2,001 underlying)
2,001
2013 Stock Option Grant (right to buy)
Exercise: $17.60From: 2014-04-08Exp: 2023-04-08→ Class A Common (4,557 underlying)
4,557
2008 Stock Option Grant (right to buy)
Exercise: $37.68From: 2009-04-07Exp: 2018-04-07→ Class A Common (5,319 underlying)
5,319
2016 Stock Option Grant (right to buy)
Exercise: $20.94From: 2017-03-23Exp: 2026-03-23→ Class A Common (12,510 underlying)
12,510
2007 Stock Option Grant (right to buy)
Exercise: $65.35From: 2009-03-29Exp: 2017-03-29→ Class A Common (10,800 underlying)
10,800
2011 Stock Option Grant (right to buy)
Exercise: $17.72From: 2012-04-13Exp: 2021-04-13→ Class A Common (2,231 underlying)
2,231
2012 Stock Option Grant (right to buy)
Exercise: $14.74From: 2013-04-11Exp: 2022-04-11→ Class A Common (6,625 underlying)
6,625
2006 Stock Option Grant (right to buy)
Exercise: $46.37From: 2008-04-04Exp: 2016-04-04→ Class A Common (10,800 underlying)
10,800
2015 Stock Option Grant (right to buy)
Exercise: $24.62From: 2016-03-26Exp: 2025-03-26→ Class A Common (7,060 underlying)
7,060

Footnotes (15)

[F1]2017 Restricted Stock Grant - 100% vest on 3/24/2018.
[F10]2014 Stock Option Grant - 100% exercisable 3/28/2015.
[F11]2015 Stock Option Grant - 100% exercisable 3/26/2016.
[F12]2016 Stock Option Grant - 100% exercisable 3/23/2017.
[F13]Exercisable at retirement, termination, death or disability.
[F14]No present expiration date.
[F15]Phantom Stock - 1-for-1 - Following the reporting person's termination of service as a director, the phantom stock rights vested, resulting in shares issued to the reporting person and cash in lieu of fractional shares. The fair market value of the securities at the time of vesting is $24.36.
[F2]Shares held direct in street account. 6/28/2017- A total of 12,674 phantom shares were paid in common stock, with cash payment in lieu of fractional shares, at the election of the reporting person, following the reporting person's termination of service as a director.
[F3]2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
[F4]2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
[F5]2008 Stock Option Grant - 33.33% exercisable 4/07/2009; 33.33% exercisable 4/07/2010; and 33.33% exercisable 4/07/2011.
[F6]2010 Stock Option Grant - 33.33% exercisable 4/14/2011; 33.33% exercisable 4/14/2012; and 33.33% exercisable 4/14/2013.
[F7]2011 Stock Option Grant - 33.33% exercisable 4/13/2012; 33.33% exercisable 4/13/2013; and 33.33% exercisable 4/13/2014.
[F8]2012 Stock Option Grant - 33.33% exercisable 4/11/2013; 33.33% exercisable 4/11/2014; and 33.33% exercisable 4/11/2015.
[F9]2013 Stock Option Grant - 33.33% exercisable 4/08/2014; 33.33% exercisable 4/08/2015; and 33.33% exercisable 4/08/2016.

Documents

2 files

Issuer

Forest City Realty Trust, Inc.

CIK 0001647509

→

Entity typeoperating

IncorporatedMD

Related Parties

filerCIK 0001647509

Filing Metadata

Form type: 4
Filed: Jun 28, 8:00 PM ET
Accepted: Jun 29, 6:38 PM ET
Size: 25.9 KB

View on SEC.gov