FOREST CITY ENTERPRISES INC 4

Accession 0001217458-06-000003

CIK 0000038067operating

Filed

Dec 12, 7:00 PM ET

Accepted

Dec 13, 1:48 PM ET

Size

55.9 KB

Accession

0001217458-06-000003

Form 4

Period: 2006-12-11

Chief Financial Off, Exec VP

Transactions

Sale
Class A Common
2006-12-11$57.91/sh−400$23,164→ 6,250 total
Sale
Class A Common
2006-12-11$57.50/sh−3,100$178,250→ 12,050 total
Sale
Class A Common
2006-12-11$57.71/sh−200$11,542→ 8,250 total
Sale
Class A Common
2006-12-11$57.99/sh−1,500$86,985→ 3,950 total
Exercise/Conversion
1999 Stock Option Grant
2006-12-11−2,500→ 4,306 total
Exercise: $7.46From: 2001-04-07Exp: 2009-04-07→ Class A Common Stock (6,806 underlying)
Sale
Class A Common
2006-12-11$57.56/sh−1,300$74,828→ 9,950 total
Sale
Class A Common
2006-12-11$57.60/sh−900$51,840→ 9,050 total
Exercise/Conversion
Class A Common
2006-12-11$15.50/sh+15,150$234,825→ 15,150 total
Sale
Class A Common
2006-12-11$57.51/sh−500$28,755→ 11,550 total
Exercise/Conversion
Class A Common
2006-12-11$7.46/sh+2,500$18,650→ 2,500 total
Sale
Class A Common
2006-12-11$57.89/sh−1,000$57,890→ 6,650 total
Sale
Class A Common
2006-12-11$57.52/sh−300$17,256→ 11,250 total
Exercise/Conversion
2003 Stock Option Grant
2006-12-11−15,150→ 28,050 total
Exercise: $15.50From: 2005-03-17Exp: 2013-03-17→ Class A Common Stock (43,200 underlying)
Sale
Class A Common
2006-12-11$58.00/sh−600$34,800→ 3,350 total
Sale
Class A Common
2006-12-11$57.61/sh−100$5,761→ 8,950 total

Holdings

2005 Stock Option Grant (right to buy)
Exercise: $31.75From: 2007-04-06Exp: 2015-04-06→ Class A Common (25,200 underlying)
25,200
2006 Stock Option Grant (right to buy)
Exercise: $46.37From: 2008-04-04Exp: 2016-04-04→ Class A Common (25,200 underlying)
25,200
2001 Stock Option Grant
Exercise: $14.27From: 2003-03-08Exp: 2011-03-08→ Class A Common Stock (14,016 underlying)
14,016
Class A Common Stock
(indirect: By 401(k))
536.467
Class B Common - Convertible
(indirect: By 401(k))
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (1,524.712 underlying)
1,524.712
Class A Common Stock
3,000

Footnotes (11)

[F1]Class A Common Stock - 401k Plan Holdings
[F10]2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
[F11]2006 Stock Option Grant - 25% exercisable on 4/04/2008; 25% exercisable on 4/04/2009; and 50% exersicable on 4/04/2010.
[F2]2006 Restricted Stock Grant - 25% vest on 4/04/2008; 25% vest on 4/04/2009; and 50% vest on 4/04/2010.
[F3]Held directly in Mr. Smith's name with an account at McDonald Investments.
[F4]Class B Common Stock - 401(k) Plan Holdings.
[F5]Stocks are convertible from Class B to Class A on a 1-for-1 basis.
[F6]Immediate - stocks are convertible at any time, there is no fixed exercisable date or expiration date.
[F7]1999 Stock Option Grant - 25% exercisable 4/07/2001; 25% exercisable 4/07/2002; and 50% exercisable 4/07/2003.
[F8]2001 Stock Option Grant - 25% exercisable 3/8/03; 25% exercisable 3/8/2004; and 50% exercisable 3/8/2005. Cashless exercise of 18,384 shares.
[F9]2003 Stock Option Grant - 25% exercisable 3/17/2005; 25% exercisable 3/17/2006; and 50% exercisable 3/17/2007.

Documents

2 files

FOREST CITY ENTERPRISES INC

CIK 0000038067

Entity typeoperating

IncorporatedOH