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FOREST CITY ENTERPRISES INC 4

Accession 0001217458-06-000004

CIK 0000038067operating
View on SEC.govCompany Profile

Filed

Dec 12, 7:00 PM ET

Accepted

Dec 13, 1:56 PM ET

Size

22.6 KB

Accession

0001217458-06-000004

Insider Transaction Report

Form 4
Period: 2006-12-11
FOREST CITY ENTERPRISES INCFCEA/FCEB
SMITH THOMAS G
Chief Financial Off, Exec VP
Transactions
  • Sale

    Class A Common

    2006-12-11$58.40/sh−250$14,600→ 0 total
  • Sale

    Class A Common

    2006-12-11$58.07/sh−100$5,807→ 1,150 total
  • Sale

    Class A Common

    2006-12-11$58.30/sh−800$46,640→ 250 total
Holdings

  • Class A Common

    2,500

  • Class B Common - Convertible

    (indirect: By 401(k))
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (1,524.712 underlying)
    1,524.712

  • Class A Common Stock

    (indirect: By 401(k))
    536.467

  • 2003 Stock Option Grant

    Exercise: $15.50From: 2005-03-17Exp: 2013-03-17→ Class A Common Stock (28,050 underlying)
    28,050

  • 1999 Stock Option Grant

    Exercise: $7.46From: 2001-04-07Exp: 2009-04-07→ Class A Common Stock (4,306 underlying)
    4,306

  • 2006 Stock Option Grant (right to buy)

    Exercise: $46.37From: 2008-04-04Exp: 2016-04-04→ Class A Common (25,200 underlying)
    25,200

  • 2001 Stock Option Grant

    Exercise: $14.27From: 2003-03-08Exp: 2011-03-08→ Class A Common Stock (14,016 underlying)
    14,016

  • Class A Common Stock

    3,000

  • 2005 Stock Option Grant (right to buy)

    Exercise: $31.75From: 2007-04-06Exp: 2015-04-06→ Class A Common (25,200 underlying)
    25,200
Footnotes (11)
  • [F1]Class A Common Stock - 401k Plan Holdings
  • [F10]2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
  • [F11]2006 Stock Option Grant - 25% exercisable on 4/04/2008; 25% exercisable on 4/04/2009; and 50% exersicable on 4/04/2010.
  • [F2]2006 Restricted Stock Grant - 25% vest on 4/04/2008; 25% vest on 4/04/2009; and 50% vest on 4/04/2010.
  • [F3]Held directly in Mr. Smith's name with an account at McDonald Investments.
  • [F4]Class B Common Stock - 401(k) Plan Holdings.
  • [F5]Stocks are convertible from Class B to Class A on a 1-for-1 basis.
  • [F6]Immediate - stocks are convertible at any time, there is no fixed exercisable date or expiration date.
  • [F7]1999 Stock Option Grant - 25% exercisable 4/07/2001; 25% exercisable 4/07/2002; and 50% exercisable 4/07/2003.
  • [F8]2001 Stock Option Grant - 25% exercisable 3/8/03; 25% exercisable 3/8/2004; and 50% exercisable 3/8/2005. Cashless exercise of 18,384 shares.
  • [F9]2003 Stock Option Grant - 25% exercisable 3/17/2005; 25% exercisable 3/17/2006; and 50% exercisable 3/17/2007.

Documents

2 files

Issuer

FOREST CITY ENTERPRISES INC

CIK 0000038067

→
Entity typeoperating
IncorporatedOH

Related Parties

1
  • filerCIK 0000038067

Filing Metadata

Form type
4
Filed
Dec 12, 7:00 PM ET
Accepted
Dec 13, 1:56 PM ET
Size
22.6 KB
View on SEC.gov