FOREST CITY ENTERPRISES INC 4

Accession 0001217458-07-000003

CIK 0000038067operating

View on SEC.gov Company Profile

Filed

Jun 14, 8:00 PM ET

Accepted

Jun 15, 3:48 PM ET

Size

44.2 KB

Accession

0001217458-07-000003

Insider Transaction Report

Form 4

Period: 2007-06-13

FOREST CITY ENTERPRISES INCFCEA/FCEB

SMITH THOMAS G

Chief Financial Off, Exec VP

Transactions

Sale
Class A Common Stock
2007-06-13$65.60/sh−122$8,003→ 2,500 total
Sale
Class A Common Stock
2007-06-13$65.24/sh−2,800$182,672→ 15,022 total
Sale
Class A Common Stock
2007-06-13$65.51/sh−1,000$65,510→ 2,722 total
Sale
Class A Common Stock
2007-06-13$65.33/sh−400$26,132→ 4,622 total
Sale
Class A Common Stock
2007-06-13$65.23/sh−1,100$71,753→ 17,822 total
Sale
Class A Common Stock
2007-06-13$65.29/sh−1,700$110,993→ 8,322 total
Sale
Class A Common Stock
2007-06-13$65.37/sh−200$13,074→ 4,422 total
Sale
Class A Common Stock
2007-06-13$65.22/sh−1,900$123,918→ 18,922 total
Sale
Class A Common Stock
2007-06-13$65.27/sh−1,500$97,905→ 10,022 total
Sale
Class A Common Stock
2007-06-13$65.38/sh−700$45,766→ 3,722 total
Exercise/Conversion
1999 Stock Option Grant
2007-06-13−4,306→ 0 total
Exercise: $7.46From: 2001-04-07Exp: 2009-04-07→ Class A Common Stock (4,306 underlying)
Exercise/Conversion
2001 Stock Option Grant
2007-06-13−14,016→ 0 total
Exercise: $14.27From: 2003-03-08Exp: 2011-03-08→ Class A Common Stock (14,016 underlying)
Sale
Class A Common Stock
2007-06-13$65.30/sh−2,500$163,250→ 5,822 total
Sale
Class A Common Stock
2007-06-13$65.57/sh−100$6,557→ 2,622 total
Exercise/Conversion
Class A Common Stock
2007-06-13$7.46/sh+4,306$32,123→ 6,806 total
Exercise/Conversion
Class A Common Stock
2007-06-13$14.27/sh+14,016$200,008→ 20,822 total
Sale
Class A Common Stock
2007-06-13$65.25/sh−3,500$228,375→ 11,522 total
Sale
Class A Common Stock
2007-06-13$65.32/sh−800$52,256→ 5,022 total

Holdings

2003 Stock Option Grant
Exercise: $15.50From: 2005-03-17Exp: 2013-03-17→ Class A Common Stock (12,900 underlying)
12,900
2007 Stock Option Grant (right to buy)
Exercise: $65.35From: 2009-03-29Exp: 2017-03-29→ Class A Common (25,200 underlying)
25,200
Class A Common Stock
3,000
Class A Common Stock
(indirect: By 401(k))
575.374
Class A Common Stock
2,500
2006 Stock Option Grant (right to buy)
Exercise: $46.37From: 2008-04-04Exp: 2016-04-04→ Class A Common (25,200 underlying)
25,200
Class B Common - Convertible
(indirect: By 401(k))
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (1,521.736 underlying)
1,521.736
2005 Stock Option Grant (right to buy)
Exercise: $31.75From: 2007-04-06Exp: 2015-04-06→ Class A Common (25,200 underlying)
25,200

Footnotes (13)

[F1]Class A Common Stock - 401k Plan Holdings
[F10]2003 Stock Option Grant - 25% exercisable 3/17/2005; 25% exercisable 3/17/2006; and 50% exercisable 3/17/2007.
[F11]2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
[F12]2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
[F13]2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
[F2]2006 Restricted Stock Grant - 25% vest on 4/04/2008; 25% vest on 4/04/2009; and 50% vest on 4/04/2010.
[F3]2007 Restricted Stock Grant - 25% vest on 3/29/2009; 25% vest on 3/20/2010; and 50% vest on 3/29/2011.
[F4]Held directly in Mr. Smith's name with an account at UBS Financial Services.
[F5]Class B Common Stock - 401(k) Plan Holdings.
[F6]Stocks are convertible from Class B to Class A on a 1-for-1 basis.
[F7]Immediate - stocks are convertible at any time, there is no fixed exercisable date or expiration date.
[F8]1999 Stock Option Grant - 25% exercisable 4/07/2001; 25% exercisable 4/07/2002; and 50% exercisable 4/07/2003.
[F9]2001 Stock Option Grant - 25% exercisable 3/8/03; 25% exercisable 3/8/2004; and 50% exercisable 3/8/2005.

Documents

2 files

Issuer

FOREST CITY ENTERPRISES INC

CIK 0000038067

→

Entity typeoperating

IncorporatedOH

Related Parties

filerCIK 0000038067

Filing Metadata

Form type: 4
Filed: Jun 14, 8:00 PM ET
Accepted: Jun 15, 3:48 PM ET
Size: 44.2 KB

View on SEC.gov