FOREST CITY ENTERPRISES INC 5

Accession 0001217461-06-000001

CIK 0000038067operating

Filed

Mar 16, 7:00 PM ET

Accepted

Mar 17, 10:42 AM ET

Size

43.7 KB

Accession

0001217461-06-000001

Form 5

Period: 2006-01-31

DirectorCo-Chairman of the Board10% Owner

Transactions

Other
Class A Common Stock
2005-12-16+39,000→ 41,000 total
Gift
Class A Common Stock
2005-08-25−1,240→ 8,000 total
Gift
Class A Common Stock
2005-12-19−39,000→ 6,000 total
Gift
Class B Common - Convertible
2005-08-24−970→ 442,580 total(indirect: See footnote)
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (443,550 underlying)
Gift
Class A Common Stock
2005-04-06−20,000→ 90 total
Gift
Class A Common Stock
2005-06-24−850→ 9,240 total
Other
Class A Common Stock
2005-06-22+10,000→ 10,090 total
Gift
Class A Common Stock
2005-12-12−2,000→ 6,000 total
Other
Class A Common Stock
2005-03-23+20,000→ 20,090 total

Holdings

Class A Common Stock
(indirect: See footnote.)
1,264,514
Class A Common Stock
(indirect: By 401(k))
1,992.753
Class A Common Stock
(indirect: See footnote)
10,000
Class B Common - Convertible
(indirect: See footnote)
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (1,000,000 underlying)
1,000,000
Class B Common - Convertible
(indirect: See footnote)
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (900 underlying)
900
Class B Common - Convertible
(indirect: See footnote)
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (6,939.766 underlying)
6,939.766

Footnotes (11)

[F1]Audrey G. Ratner, trustee, under declaration of Trust dated June 15, 1993.
[F10]401k Plan - Class B Common shares - change in value due to required distributions over the course of the year and reporting in unitized share increments.
[F11]Class B Common Stock is convertible to Class A Common Stock on a share -for -share basis; stock are convertible at any time - there is no fixed exercise date or expiration date. Class B Common shares are being moved to Table II since they are convertible at fixed price and thus treated as derivative securities.
[F2]Held in the 1986 Remainder Interest Trust (Albert Ratner retains an income interest for lilfe. Trustees are Charles Ratner and James Ratner.
[F3]Direct street account for Albert & Audrey Ratner.
[F4]Shares were transferred from the Albert B. Ratner Revocable Trust dated 12/18/1987 to a direct account for Albert and Audrey Ratner.
[F5]Albert B. Ratner Revocable Trust dated 12/18/1987
[F6]401k Plan - Class A Common shares - change in value due to regular contributions and required distributions over the course of the year, also reporting in unitized share increments.
[F7]FCE Mangement, L.P. (a limited partner of RMS, Ltd.) - held by Albert B. Ratner Revocable Trust dated 12/18/1987 a limited partner. Share value adjusted for fractional shares.
[F8]RMS, Ltd - held by Albert B. Ratner Revocable Trust dated 12/18/1987 a limited partner.
[F9]Held by spouse.

Documents

2 files

FOREST CITY ENTERPRISES INC

CIK 0000038067

Entity typeoperating

IncorporatedOH