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FOREST CITY ENTERPRISES INC 4

Accession 0001217461-07-000002

CIK 0000038067operating
View on SEC.govCompany Profile

Filed

Jul 11, 8:00 PM ET

Accepted

Jul 12, 5:08 PM ET

Size

24.4 KB

Accession

0001217461-07-000002

Insider Transaction Report

Form 4
Period: 2007-07-10
FOREST CITY ENTERPRISES INCFCEA/FCEB
RATNER ALBERT B
DirectorCo-Chairman of the Board10% Owner
Transactions
  • Gift

    Class A Common Stock

    2007-04-23+50,000→ 60,000 total(indirect: See footnote.)
  • Sale

    Class A Common Stock

    2007-07-10$61.50/sh−200,000$12,300,000→ 1,064,514 total(indirect: See footnote)
  • Gift

    Class A Common Stock

    2007-06-13−10,000→ 167,046 total(indirect: See footnote)
  • Gift

    Class A Common Stock

    2007-04-17−50,000→ 227,046 total(indirect: See footnote)
  • Sale

    Class A Common Stock

    2007-07-11$61.50/sh−37,000$2,275,500→ 130,046 total(indirect: See footnote)
Holdings

  • Class B Common - Convertible

    (indirect: See footnote)
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (1,000,000 underlying)
    1,000,000

  • Class B Common - Convertible

    (indirect: See footnote)
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (900 underlying)
    900

  • Class B Common - Convertible

    (indirect: See footnote)
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (6,713.599 underlying)
    6,713.599

  • Class A Common Stock

    (indirect: By 401(k))
    2,163.958

  • Class A Common Stock

    (indirect: See footnote.)
    26,000

  • Class B Common - Convertible

    (indirect: See footnote)
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (433,522 underlying)
    433,522
Footnotes (11)
  • [F1]Audrey G. Ratner, trustee, under declaration of Trust dated June 15, 1993.
  • [F10]Class B Common Stock is convertible to Class A Common Stock on a share -for -share basis; stock are convertible at any time - there is no fixed exercise date or expiration date. Class B Common shares are being moved to Table II since they are convertible at fixed price and thus treated as derivative securities.
  • [F11]Sale was made pusuant to the S-3ASR filed 6/22/2007 - Registration No. 333-143991
  • [F2]Audrey G. Ratner - shares held in street account.
  • [F3]Held in the 1986 Remainder Interest Trust - Albert Ratner has no beneficial interest, he only retains an income interest for life. Benfeficiaries are his grandchildren. Trustees are Charles Ratner and James Ratner.
  • [F4]401k Plan - Class A Common shares - change in value due to contributions and normal distributions over the course of the year.
  • [F5]Albert B. Ratner Revocable Trust dated 12/18/1987
  • [F6]FCE Mangement, L.P. (a limited partner of RMS, Ltd.) - held by Albert B. Ratner Revocable Trust dated 12/18/1987 a limited partner.
  • [F7]RMS, Ltd - held by Albert B. Ratner Revocable Trust dated 12/18/1987 a limited partner.
  • [F8]Held by spouse.
  • [F9]401k Plan - Class B Common shares - change in value due to normal distributions over the course of the year.

Documents

2 files

Issuer

FOREST CITY ENTERPRISES INC

CIK 0000038067

→
Entity typeoperating
IncorporatedOH

Related Parties

1
  • filerCIK 0000038067

Filing Metadata

Form type
4
Filed
Jul 11, 8:00 PM ET
Accepted
Jul 12, 5:08 PM ET
Size
24.4 KB
View on SEC.gov