5//SEC Filing
RATNER ALBERT B 5
Accession 0001217461-09-000001
CIK 0000038067other
Filed
Mar 15, 8:00 PM ET
Accepted
Mar 16, 5:08 PM ET
Size
17.4 KB
Accession
0001217461-09-000001
Insider Transaction Report
Form 5
FOREST CITY ENTERPRISES INCFCEA/FCEB
RATNER ALBERT B
DirectorCo-Chairman of the Board10% Owner
Transactions
- Gift
Class B Common - Convertible
2008-03-14−5,820→ 425,410 total(indirect: See footnote)Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (431,230 underlying) - Gift
Class A Common Stock
2008-12-23−2,000→ 111,501 total(indirect: See footnote)
Holdings
- 5,001.483(indirect: See footnote)
Class B Common - Convertible
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (6,713.599 underlying) - 1,064,514(indirect: See footnote.)
Class A Common Stock
- 2,268.838(indirect: By 401(k))
Class A Common Stock
- 10,000(indirect: See footnote)
Class A Common Stock
- 1,000,000(indirect: See footnote)
Class B Common - Convertible
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (1,000,000 underlying) - 900(indirect: See footnote)
Class B Common - Convertible
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (900 underlying) - 26,000(indirect: See footnote)
Class A Common Stock
Footnotes (10)
- [F1]Audrey G. Ratner, trustee, under declaration of Trust dated June 15, 1993.
- [F10]Class B Common Stock is convertible to Class A Common Stock on a share -for -share basis; stock are convertible at any time - there is no fixed exercise date or expiration date. Class B Common shares are being moved to Table II since they are convertible at fixed price and thus treated as derivative securities.
- [F2]Audrey G. Ratner - shares held in street account.
- [F3]Held in the 1986 Remainder Interest Trust (Albert Ratner retains an income interest for life). Trustees are Charles Ratner and James Ratner.
- [F4]401k Plan - Class A Common shares - change in value due to regular contributions and required distributions over the course of the year, also reporting in unitized share increments.
- [F5]Albert B. Ratner Revocable Trust dated 12/18/1987.
- [F6]FCE Mangement, L.P. (a limited partner of RMS, Ltd.) - held by Albert B. Ratner Revocable Trust dated 12/18/1987 a limited partner. Share value adjusted for fractional shares.
- [F7]RMS, Ltd - held by Albert B. Ratner Revocable Trust dated 12/18/1987 a limited partner.
- [F8]Held by spouse.
- [F9]401k Plan - Class B Common shares - change in value due to required distributions over the course of the year and reporting in unitized share increments.
Issuer
FOREST CITY ENTERPRISES INC
CIK 0000038067
Entity typeother
Related Parties
1- filerCIK 0001217461
Filing Metadata
- Form type
- 5
- Filed
- Mar 15, 8:00 PM ET
- Accepted
- Mar 16, 5:08 PM ET
- Size
- 17.4 KB