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5//SEC Filing

RATNER ALBERT B 5

Accession 0001217461-10-000001

CIK 0000038067other
View on SEC.govCompany Profile

Filed

Mar 16, 8:00 PM ET

Accepted

Mar 17, 8:37 PM ET

Size

20.5 KB

Accession

0001217461-10-000001

Insider Transaction Report

Form 5
Period: 2010-01-31
FOREST CITY ENTERPRISES INCFCEA/FCEB
RATNER ALBERT B
DirectorCo-Chairman of the Board10% Owner
Transactions
  • Gift

    Class A Common Stock

    2009-12-11−250→ 111,251 total(indirect: See footnote)
  • Gift

    Class B Common - Convertible

    2009-12-31−16,826→ 408,584 total(indirect: See footnote)
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (425,410 underlying)
  • Gift

    Class A Common Stock

    2009-12-23−1,050→ 110,201 total(indirect: See footnote)
  • Gift

    Class A Common Stock

    2010-01-27−576→ 109,625 total(indirect: See footnote)
Holdings

  • Class A Common Stock

    (indirect: See footnote)
    10,000

  • Class A Common Stock

    (indirect: See footnote.)
    1,064,514

  • Class A Common Stock

    (indirect: By 401(k))
    3,825.258

  • Class A Common Stock

    (indirect: See footnote)
    26,000

  • Class B Common - Convertible

    (indirect: See footnote)
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (900 underlying)
    900

  • Class B Common - Convertible

    (indirect: See footnote)
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (1,000,000 underlying)
    1,000,000

  • Class B Common - Convertible

    (indirect: See footnote)
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (5,001.483 underlying)
    5,001.483
Footnotes (10)
  • [F1]Audrey G. Ratner, trustee, under declaration of Trust dated June 15, 1993.
  • [F10]Class B Common Stock is convertible to Class A Common Stock on a share -for -share basis; stock are convertible at any time - there is no fixed exercise date or expiration date. Class B Common shares are being moved to Table II since they are convertible at fixed price and thus treated as derivative securities.
  • [F2]Audrey G. Ratner - shares held in street account.
  • [F3]Held in the 1986 Remainder Interest Trust (Albert Ratner retains an income interest for life). Trustees are Charles Ratner and James Ratner.
  • [F4]401k Plan - Class A Common shares - change in value due to regular contributions and required distributions over the course of the year, also reporting in unitized share increments.
  • [F5]Albert B. Ratner Revocable Trust dated 12/18/1987.
  • [F6]FCE Mangement, L.P. (a limited partner of RMS, Ltd.) - held by Albert B. Ratner Revocable Trust dated 12/18/1987 a limited partner. Share value adjusted for fractional shares.
  • [F7]RMS, Ltd - held by Albert B. Ratner Revocable Trust dated 12/18/1987 a limited partner.
  • [F8]Held by spouse.
  • [F9]401k Plan - Class B Common shares - change in value due to required distributions over the course of the year and reporting in unitized share increments.

Documents

2 files

Issuer

FOREST CITY ENTERPRISES INC

CIK 0000038067

→
Entity typeother

Related Parties

1
  • filerCIK 0001217461

Filing Metadata

Form type
5
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 8:37 PM ET
Size
20.5 KB
View on SEC.gov