Forest City Realty Trust, Inc. 5

Accession 0001217463-17-000001

CIK 0001647509operating

View on SEC.gov Company Profile

Filed

Feb 12, 7:00 PM ET

Accepted

Feb 13, 5:20 PM ET

Size

35.9 KB

Accession

0001217463-17-000001

Insider Transaction Report

Form 5

Period: 2016-12-31

Forest City Realty Trust, Inc.FCEA/FCEB

RATNER CHARLES A

Director

Transactions

Gift
Class B Common - Convertible
2016-12-07−11,900→ 426,891 total(indirect: See footnote)
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (438,791 underlying)

Holdings

Class B Common - Convertible
(indirect: See footnote)
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (5,992 underlying)
5,992
Class B Common - Convertible
(indirect: See footnote)
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (5,992 underlying)
5,992
Class B Common - Convertible
(indirect: See footnote)
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (5,992 underlying)
5,992
Class B Common - Convertible
(indirect: See footnote)
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (378,500 underlying)
378,500
Class B Common - Convertible
(indirect: See footnote)
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (900 underlying)
900
2007 Stock Option Grant (right to buy)
Exercise: $65.35From: 2009-03-29Exp: 2017-03-29→ Class A Common (40,000 underlying)
40,000
2008 Stock Option Grant (right to buy)
Exercise: $36.38From: 2010-06-18Exp: 2018-06-18→ Class A Common (19,691 underlying)
19,691
2009 Stock Option Grant (right to buy)
Exercise: $7.80From: 2011-04-21Exp: 2019-04-21→ Class A Common (24,220 underlying)
24,220
2010 Stock Option Grant (right to buy)
Exercise: $15.89From: 2012-04-14Exp: 2020-04-14→ Class A Common (40,289 underlying)
40,289
2011 Stock Option Grant (right to buy)
Exercise: $17.72From: 2013-04-13Exp: 2021-04-13→ Class A Common (26,782 underlying)
26,782
Class A Common Stock
(indirect: See footnote)
30,590
Class A Common Stock
(indirect: See footnote)
510,211
Class A Common Stock
(indirect: See footnote)
337,806
Class A Common Stock
(indirect: See footnote)
2,236
Class A Common Stock
(indirect: See footnote)
8,198
Class A Common Stock
(indirect: See footnote)
18,679
Class A Common Stock
(indirect: See footnote)
5,389
Class A Common Stock
(indirect: See footnote)
2,948
Class A Common Stock
(indirect: See footnote)
98,000
Class A Common Stock
(indirect: See footnote)
2,227
Class B Common - Convertible
(indirect: See footnote)
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (56,191 underlying)
56,191
Class B Common - Convertible
(indirect: See footnote)
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (5,992 underlying)
5,992
Class B Common - Convertible
(indirect: See footnote)
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (73,080 underlying)
73,080

Footnotes (14)

[F1]Charles Ratner Revocable Trust dated 7/17/1981.. - trust holds 30,590 Class A Common shares; Class B Common shares - 56,191 shares are held as a direct limited partner of RMS, Ltd; 426,891 shares are held as a limited partnersip interest in FCE Management, LP (a limited partner of RMS, Ltd.).
[F10]2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
[F11]2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
[F12]2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
[F13]2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
[F14]Class B Common Stock is convertible to Class A Common Stock on a share -for -share basis; stock are convertible at any time - there is no fixed exercise date or expiration date.
[F2]Illana Horowitz Ratner Trust - dated 12/29/92 (spouse). Shares from street account were moved to the trust.
[F3]Charles Ratner 1986 Remainder Interest Trust - Albert Ratner is trustee; Charles Ratner retains an income interest for life. Beneficiaries are his children: Kevin, Rachel and Jonathan.
[F4]Max Ratner 1986 Family Trust for the benefit of children: Kevin Ratner (son)- 2,236 Class A shares and 5,992 Class B shares; Rachel Ratner (daughter) - 8,198 Class A shares and 5,992 Class B shares; Jonathan Ratner (son) - 18,679 Class A shares and 5,992 Class B shares & Adam Ratner (son) - 5,389 Class A shares and 5,992 Class B shares. Charles Ratner is Trustee. All Class B shares (except those held for the benefit of Adam) are held as a limited partnership interest in RMS, Ltd.. Charles Ratner disclaims any beneficial interest.
[F5]Max Ratner 1988 Grandchildrens Trust - for the benefit of Adam (son). Charles Ratner disclaims any beneficial interest.
[F6]Max Ratner 1999 Irrevocable Trust - trust holds both Class A & Class B shares. Shares are for the benefit of Adam Ratner (son). Charles Ratner disclaims any beneficial interest.
[F7]Charles & Ilana Ratner 2007 Equalizing Trust - for the benefit of Adam (son), trust holds both Class A & Class B shares. Class B shares are held as a limited partnership interest in RMS, Ltd. Charles Ratner disclaims any beneficial interest.
[F8]General Partnership interest in RMS, Ltd. limited partnership.
[F9]2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.

Documents

2 files

Issuer

Forest City Realty Trust, Inc.

CIK 0001647509

→

Entity typeoperating

IncorporatedMD

Related Parties

filerCIK 0001647509

Filing Metadata

Form type: 5
Filed: Feb 12, 7:00 PM ET
Accepted: Feb 13, 5:20 PM ET
Size: 35.9 KB

View on SEC.gov